A Curious Miscellany of Items Philosophical, Historical, and Literary

Manus haec inimica tyrannis.
Showing posts with label Law. Show all posts
Showing posts with label Law. Show all posts

Tuesday, June 15, 2021

Notional Escapes

In my previous post, on Thomas Kyd’s Spanish Tragedy, I had occasion to mention the Marshalsea prison and gaol delivery. I will continue that theme – though only tangentially – here.

I am slowly plodding my way through Sir Edward Coke’s (1552-1634) Reports. These are Coke’s reports of various legal cases he had either witnessed, participated in as counsel, or presided over as judge. The Reports were published in eleven “parts” during his lifetime, plus a further two published posthumously. I have in my library parts three, four, five, six, nine, ten, eleven and twelve. I have finished three and four so far. Hence, “slowly plodding” is the correct description of this aspect of my reading activity.

In Part Three of the Reports, there is a small cluster of cases having to do with escape, which I find stimulating to read from a purely intellectual point of view. Before delving into them, I should explain what is meant by “escape” in this context.

In Coke’s time, sheriffs and bailiffs were responsible for executing writs and process. They were to seize and keep in custody those that were summoned to appear in court, and they were to ensure execution of judgment upon guilty parties. Such guilty parties might be criminals, but they needn’t be; commonly they were debtors, either accused or adjudged. If one of these charges escaped custody, the sheriff or bailiff would himself be held liable. So, if A were suing B for debt, and on the way to court B escaped from the sheriff’s custody, A could sue the sheriff for the debt in the absence of the debtor. If the court bailiff were bringing B to court and he escaped on the way, A could sue the bailiff. With all of this in mind, let’s have a look at the cases, of which there are three. These all turn on the meaning of “custody” and “escape” as well as liability for the latter.

 

Boynton’s Case (1592) 

A prisoner was being taken by the bailiff from Suffolk to Westminster in execution. On the way, at the prisoner’s request, they stopped off at Lambeth, in Surrey. Since Lambeth is not on the route from Suffolk to Westminster, the question in this case was whether the stop-off constitutes an escape. The court decided that it was not escape, for the simple reason that, regardless of what happened on the road, the bailiff produced the prisoner in court on the appointed day:

So in the case at bar, when the prisoner is once out of the proper county, although he goes into another county which is not in the way to Westminster where the King’s Bench sits; this, by a favourable construction in law, is not an escape, if at the day of the return he have the body of the defendant in court.

Further, it was the opinion of the court that it would be too rigid to require that sheriffs and bailiffs travel in a straight line from point A to point B when transporting prisoners: “And if the Sheriff, etc. should be compelled to bring his prisoners to the King’s Court as in recta linea, it would be too full of hazard and very dangerous for Sheriffs, etc.” Although it is not clear, presumably the hazards and dangers they have in mind would be such things as washed-out roads and robbers.

 

Rigeway’s Case (1594)

In this case, the plaintiff was suing the sheriff for debt, for having allowed the plaintiff’s debtor to escape. The sheriff did recapture the prisoner, but only after the latter had spent an entire day and night in the ward of Cheap, London. The sheriff pleaded that he had immediately made fresh pursuit after the escape. Because the plaintiff did not deny this, the court found the sheriff not liable.

What this case demonstrates is that a sheriff is not liable for an escape if

a)               a) he makes immediate fresh pursuit, and

b)              b) he successfully recaptures the prisoner.

The court further found that the above would hold even where the plaintiff had brought his suit after the escape but before the recapture.

However, the early 19th-century editor of my edition of the Reports adds a note to the effect that it makes a difference whether the arrest is on mesne process or in execution, as this case was. (Mesne process refers to that part of the legal process which follows commencement but precedes judgment. Execution refers to the process following judgment.) In mesne process, the prisoner may be out of sight of the bailiff and be at large, so long as he is brought to Court at the return of the writ. My gloss on this is that if Rigeway’s Case had been a matter of mesne process rather than execution, conditions a) and b) would be irrelevant, so long as the sheriff produced the prisoner at the appointed time.

I confess I don’t quite understand the basis for this distinction between mesne process and execution. I suppose it’s a nod in favour of liberty where the prisoner’s guilt or liability has yet to be proven in court. But this doesn’t hold, because the guilt or liability we’re really talking about in this and the previous case is the sheriff’s, not the prisoner’s. 

 

Westby’s Case (1592-97)

A is held in execution for separate debts to B and C. While A sits in prison, the outgoing sheriff transfers his prisoners to the new sheriff. However, the indenture doing so fails to mention the debt to C. Later, A escapes prison under the watch of the new sheriff. As it turns out, the real question in this case is not whether C can sue the new sheriff, but rather, when did the escape take place?

The court found the old sheriff liable for the escape, and that the escape had effectually occurred with the transfer and faulty indenture, for at that point the neglected creditor lost his remedy, through no fault of his own. At that moment, the prisoner was physically still in custody, but only for his debt to B. As far as C was concerned, the prisoner had escaped execution and therefore might as well have been roaming freely about the country. There were really two escapes; the physical escape was such only with respect to B.

As Coke rather pithily puts it, “So, reader, you may observe, that the law doth adjudge one, who remains in prison, to escape.”

 

Bibliography

COKE, Sir Edward. The Reports of Sir Edward Coke, Knt. in Thirteen Parts (Vol. II: Parts III-IV). London: Joseph Butterworth and Son, 1826.

 

Thursday, October 31, 2019

Pity Poor Rolland

Back on March 23, 2017 I posted – in installments – a paper I had written for the Richard III Society of Canada on English law in the time of that maligned King, who, for the record, even some of his greatest detractors admitted made good laws. Early on in that paper I had written about the feudal practice of holding lands by various kinds of service to one’s lord, some of these services being considered free, and some unfree:

"All of these kinds of tenure by service — knight service, scutage, serjeanty, socage — were considered free (as opposed to base) tenures, meaning that it was a freehold and you were a freeholder. What made these various kinds of tenure free? Key to the idea was that the services or money owed were certain. Even poor Rolland, a tenant in Suffolk who 'was obliged upon Christmas Day to make a leap, a whistle and a fart coram domino rege' was a freeholder, insofar as his rather embarrassing service was at least spelled out and rendered at a stated time. Outside of Christmas Day, his time and labour were his own.”

Rolland’s service was eventually commuted to a money payment.

I had come across the case of Rolland in A. W. B. Simpson’s An Introduction to the History of the Land Law, p. 6. What Simpson’s source was, I had no idea at that time. However, either Rolland’s peculiar service was not unique in Suffolk, or else the tenant’s name changed in various retellings, for I came across a very similar anecdote in William Camden’s Remains concerning Britain (1605), p. 144: “Baldwin le Pettour [‘the Farter’], who had his name and held his land in Suffolk, Per saltum, sufflum et pettum, sive bumbulum, for dancing, pout-puffing, and doing that before the King of England in Christmas holy days, which the word pet signifieth in French.”

Was Suffolk renowned among counties for producing top-notch royal flatulists, or were Rolland and Baldwin the same person? And if the same, which name is correct? (And one wonders whether in the original source of the tale there is not also some mild onomatopoetic punning intended on ‘Suffolk’ and ‘sufflum’?)

Not surprisingly, they are the same person; Camden simply seems to have misremembered the Christian name (though he got Rolland’s unfortunate surname right). And the source of the tale is an entry in the Liber Feodorum (“Book of Fees”), a 1302 compilation of Exchequer entries of tenants-in-chief of the King. The entry in question runs thus (p. 1174):

Seriantia que quondam fuit Rollandi le Pettour in Hemingeston in comitatu Suff', pro qua debuit facere die Natali Domini singulis annis coram domino rege unum saltum et sifflettum et unum bumbulum, que alienata fuit per particulas subscriptas.

“The following (lands), which formerly were held of Rolland the Farter in Hemingston in the county of Suffolk, for which he was obliged to perform every year on the birthday of our Lord before his master the king, one jump, one whistle, and one fart, were alienated in accordance with these specific requirements.”


This service was perhaps less humiliating than it might sound, since after all, he performed it by royal command of his Majesty the King, and it was well-remunerated: 30 acres of land. Cheap rent, when you consider it. And — wait for it, folks — I learned that Rolland even has his own Wikipedia page. So, an independent fortune that gave him freeman’s status, a modicum of fame down through the ages… which of us wouldn’t break wind on command for that? But alas, not all of us have been blessed with Rolland's peculiar talent.

Bibliography

CAMDEN, William. Remains concerning Britain. Thomas Moule (ed.). London: John Russell Smith, 1870.

LYTE, H. C. M. (ed.). Liber Feodorum. The Book of Fees, Commonly Called Testa de Nevill: Part 2, A.D. 1242-1293. London: His Majesty’s Stationery Office, 1923.

SIMPSON, A. W. B. An Introduction to the History of the Land Law. Oxford: Oxford University Press, 1961.

Wednesday, April 10, 2019

The Birth of the Entail

My current reading has been delving rather (too) deeply into two main areas: Parliamentary law and English legal history. This post deals with aspects of the latter. If you are already an expert in this area and find my posts amateur performances, I apologize. I am an enthusiast, not an expert, so this isn’t aimed at you.

Let us begin our story in 1284, with a legal dispute between Hugh Deen and Simon of Londonthorpe. Hugh’s father William, had given a gift of land in Grantham to Alan of Winwell and his wife Cecily (in Baker’s version; Brand’s version has her name as Avice). Although it is not very clear in the records, Cecily was probably William’s daughter. William Deen’s gift was conditional: the land was given to Alan and Cecily Winwell and to the heirs begotten of their bodies. Upon failure of such issue, the land was to revert to William or his heir.

In law, this sort of gift, usually to help a newly married couple set up in life, was called a maritagium, a marriage gift. Typically, in making such a gift to his daughter, the donor’s intent was to provide for her and her offspring from the marriage; it was also his intent that the land not end up being inherited by strangers who were not of his blood. Hence, upon failure of issue, the gift would revert to the donor or his heirs instead of passing to the daughter's spouse and possibly his offspring from a subsequent marriage, or else alienated by him. Also, if he had simply given a gift of lands to her unconditionally, by law, as a married woman (or "femme covert") the land would have become alienable by the husband. Making the gift conditional was supposed to keep this from happening

In the law of the time, if the wife died before the husband, and they had issue at some point (even if the issue did not survive them), the husband was entitled to retain possession of whatever lands belonged to his wife in fee for the remainder of his life, before it passed to her heirs. This was called the right of curtesy. Here is Fleta on this point (Bk. III, c. 11):


“And although mention may be made in a gift that the land is given to such-and-such a man in marriage with such-and-such a woman, the property given is, however, the freehold of the wife’s and not the husband’s, since he has nothing but the custody of it, with his wife, until the freehold [in this case, a life estate] accrues to him by the curtesy of England.”

He could not alienate it, nor could his children from a subsequent marriage inherit it. There was however, some question as to whether the lands held by the wife through such a gift were held in fee. It’s an important question from her husband’s point of view: if they were seised in fee (i.e. owned outright), he could hold them for life by right of curtesy after her death. If, however, the wife was not seised in fee of the gifted lands, then after her death they would revert to the donor. Fleta seems to imply that the former is the case; the wife is seised of gifted lands in fee, having at least a life estate that will pass to her heirs, and so the widowed husband may continue to hold by curtesy. There seems to have been, however, some disagreement on this, at least prior to 1285.

To return to Deen v. Londonthorpe (1284). At their deaths, Alan and Cecily Winwell had no living issue, and the land passed to whoever was Cecily’s next legal heir. To cut a long story short, it ended up in the hands of Simon of Londonthorpe and his wife Isobel. As the heir of William Deen, the donor, Hugh Deen, sued them on a writ of formedon, specifically, formedon in the reverter. This was a legal action brought by a donor or his heirs for the return (reversion) of a gift upon failure of some condition of that gift, for instance, failure of issue or alienation against the intent of the donor.

(The term “formedon” comes from Old French forme don, from the Latin forma dona, “form of the gift”.)

According to Hugh, the form of his father’s gift required the land to revert to him or his heir (i.e. Hugh himself) should the Winwells die without issue. However, the wording here is ambiguous. Does “die without issue” have the narrow sense of “have no issue alive at the time of death”, or the broader sense of “never had issue”? There is no disputing that if Alan and Cecily had issue living at their deaths, that issue would inherit. The question is, what happens in the case where the Winwells outlived their children?

Simon’s lawyers, Pageman and Arnisby, argued that, contrary to the wording of the plaintiff’s writ, the Winwells did at some point have a son and a daughter, and therefore had issue. The writ therefore is premised on a factual mistake and should be void. They also argued that the issue having died before their parents is irrelevant because, supposing a point in time when the issue were still alive, at that time, Alan and Cecily would have had issue of their bodies living and therefore could have lawfully alienated the lands. In other words, at that point in time they had gained a freehold by fulfilling the condition of the gift, and this freehold staid with them after their children were dead.

Regarding the first part of this defense, that the plaintiff’s writ of formedon made the false claim that Alan and Cecily did not have hairs of heir bodies, the judge shoots this down:


“SAHAM. The writ says that they died without heirs begotten of their bodies, and does not say that they had no heir of their bodies (as your argument supposes).”

In other words, Saham, J read the writ as making the narrower claim that Alan and Cecily did not have heirs of their bodies at the time they died, which is presumed to be factually correct. Therefore, on this count, the writ is valid.

At this point, Deen’s lawyer, Fishburn, makes the following argument: Neither of the Winwell's children, while their parents were alive, could claim the inheritance. Therefore, the children were never heirs, and could only have become so at the moment they survived their parents, which never happened. During their lives, the children had no title to pass on. Therefore, contra the terms of the original gift, Alan and Cecily failed to have heirs begotten of their bodies. Therefore, the gift ought to revert to the donor’s heir, Hugh Deen.

It is here that the judge interjects with the following terse and enigmatic remark:


“SAHAM. Say something else.”

It is not immediately clear to whom he is speaking. If to Fishburn, it is equally unclear whether he’s speaking approvingly or disapprovingly. In other words, he could either be reacting to Fishburn’s argument with either (i)  “Interesting… go on, I’m listening” or (ii) “Terrible argument. Hopefully you have something better.”

However, Brand’s translation of Saham’s remark is “Answer over” (respondeat ouster, “let him make further answer”), thus implying that he is actually speaking to Simon’s lawyers, requiring them to offer something in response to Fishburn’s argument.

And it is here that Pageman, for the defendant, responds with his trump card. It turns out, you see, that Alan and Cecily did have a daughter named Alice who outlived them and took up the inheritance, alienating a part of it (to Simon?). Judgment for the defendant.

It was rather a neat ending, at least for for the defense, but unfortunately for us, it lacks resolution of a core issue. If it had instead been the case that Alan and Cecily lacked living heirs begotten of their bodies at their deaths, we would like to know which of the following two positions justice Saham would have favoured:

1.    Alan and Cecily had no heirs of their bodies begotten. Therefore, by the form of the gift, the land reverts to the donor, or to his heir Hugh Deen. Neither Alan nor Cecily could alienate the land, and any such alienation (e.g. to Simon of Londonthorpe) was unlawful. Nor can Alan continue to inhabit the lands by curtesy should Cecily outlive him, because the latter was not seised in fee (though this latter point is disputable).

2.    Alan and Cecily had children who all died before them. At some point though, while the children were alive, Alan and Cecily did have heirs begotten of their bodies, and therefore they had satisfied the condition of the gift, thereby gaining a freehold. The gift was complete. The donor and his heirs no longer had a right of reversion, and Alan and Cecily could alienate the land as they saw fit, or else it would pass to whoever ended up being Cecily’s lawful heir. Meanwhile, if Cecily died before Alan, Alan could continue to hold the land by curtesy until he died.

From the record, it seems like, up until Simon’s lawyer played his trump card, justice Saham was perhaps leaning towards the first position. However, for whatever reason, the tendency up to the time of this case in 1284 was that courts were increasingly leaning toward the second position. They were more often favouring an (over)literal interpretation that seemed to ignore what was thought to be the clear intention of the donor and the form of the gift itself. People who wished to make such conditional marriage gifts were rightly becoming hesitant to do so, because there was no guarantee their wishes would be observed by the courts.

It was felt that legislation was required. This came in 1285, in the form of c. 1 of the Statute of Westminster II, called De Donis Conditionalibus (“Of Conditional Gifts”). It enacted that the donees cannot alienate the gift, regardless of whether they have issue, or whether or not said issue survives them. It explicitly made the first position, above, the law of the land, protecting both the intentions of the donor and the interests of the donee’s descendants. If issue survives, issue inherits, by the form of the gift. If not, it reverts to the donor or his heirs, again by the form of the gift. Naturally, this implies the need for two different writs of formedon (“form of the gift”).

Remember, before De Donis there was already a writ of formedon in the reverter, which Hugh Deen used in his attempt to recover the reversion of the gift to the donor. Now, in addition, De Donis also offered a writ of formedon in the descender specifically for descendants of donees to recover alienated lands. As long as descendants had an action of formedon against the donees, the donees were prevented from alienating, and could have at most a life estate. This was essentially the birth of the entailed estate — which underpinned the first season of Downton Abbey.

However, it became settled law that such a conditional gift could only bind for three generations of descent before it would be inherited in fee simple.


And incidentally, justice William de Saham's career ended in 1290 when he was convicted of judicial misconduct.

Postscript

The author of Fleta, writing in the 1290s, seems to contradict himself on the subject of De Donis. Of the statute, he writes (Bk. II, c. 9),


“If a gift should be made to someone, with his wife, ‘to have and to hold, to him and the heirs whom they lawfully beget between them’, it follows that the donor wishes such heirs to succeed as are within [both] paternal and maternal inheritance, to the entire exclusion to their other heirs more remote. And that the intention of the donor should be observed appears clearly by this statute.”

All fine. However, in a passage only a few paragraphs further down, the author writes that in making a gift,


“if you say thus, ‘I give such-and-such an amount of land with appurtanances to have and to hold to you and your heirs, if you shall have heirs of your body’, and if I should beget such heirs, even though they should fail, nevertheless other heirs of mine, however remote, will succeed me ad infinitum, because the condition has been satisfied. But before they are begotten the property given to me will be simply a freehold [i.e. a life estate] and after my death it will revert to you as the donor…”

The former passage reflects the post-De Donis position favouring Hugh Deen, while the latter passage seems to be a relic of the pre-De Donis period, favouring Simon of Londonthorpe. How do we reconcile this contradiction?

It is possible that the author of Fleta slipped up. The work is a sort of crib and commentary on an earlier author, Bracton, and so after correctly stating the post-De Donis law, perhaps he accidentally left in the contradicting passage from Bracton that states the earlier law.

The context of the passage is this: Fleta/Bracton was making a point about the formal language of the conditional gift. If the gift says (i) “I give such-and-such an amount of land with appurtanances to have and to hold to you and your heirs, so that [ut] you shall have heirs of your body”, the gift passes an absolute estate to the donee without condition. Whereas, if the gift says (ii) “I give such-and-such an amount of land with appurtanances to have and to hold to you and your heirs, if [si] you shall have heirs of your body”, the “if” represents a condition, which as soon as met, passes the estate to the donee. It does shed a little light on the seemingly counterintuitive pre-De Donis interpretation of  the conditional gift.

Bibliography

ANONYMOUS. Fleta (Vol. III: Book III and Book IV). London: H. G. Richardson and G. O. Sayles (trans.). London: Selden Society, 1972, pp. 14-15, 20.

BAKER, Sir John. Sources of English Legal History: Private Law to 1750 (2nd edition). Oxford: Oxford University Press, 2010, pp. 47-48.

BRAND, Paul (ed.). Earliest English Law Reports, Vol. III: Eyre Reports to 1285. London: Selden Society, 2005, p. 110.


Tuesday, May 2, 2017

Ricardian Law (Part II)



A serjeant-at-law, c. 1400

This is the second and final part of my paper, English Law in the Age of Richard III, a shorter version of which was delivered almost exactly one year ago to a meeting of the Richard III Society of Canada. This second part, in my opinion, is more challenging for the reader, in that it deals with material that is more complex and technical than that found in the first part.



At the end, you will find the notes for this part of the paper, as well as a list of references for both parts.



*          *          *          *          *



Contract Law



The action of trespass leads us to an area that was of growing importance in Ricardian times. During the lawlessness and violence of the 15th century, the action of trespass became a flexible tool for redressing many kinds of wrong not originally contemplated by the framers of the writ of trespass quare clausum fregit. From this unlikely beginning in tort law grew that very important branch of law now known as contract.



In the beginning there was no contract law as such. Roman law had it, English law did not. So what recourse did a plaintiff have when a defendant had breached a contract? Well, if the breach consisted of not paying for goods, there was an action of debt for money owed. If the breach consisted of not delivering goods paid for, there was the action of detinue for the detaining of goods belonging to another. If the breach consisted of breaking an agreement made under seal, there was the action of covenant. If the breach consisted of not returning goods lent, there was an action of replevin. This, then, sounds very much like there was an effective law of contract, even if it wasn’t called such. However, these actions had serious shortcomings, the most important of which was that they allowed for wager of law. [1] Another problem was that in order to bring an action of debt or detinue, for instance, a plaintiff had to prove intentional deceit, which was absent in many breach of contract situations, or at least hard to demonstrate.



To avoid these problems, plaintiffs began to bring actions of trespass instead. The advantage of trespass was that it didn’t allow wager of law. The problem, though, was that trespass was a tort, requiring that the wrong in question involve some kind of force or violence, the two most common writs of trespass being vi et armis (“force and arms”) and the already mentioned quare clausum fregit (“breaking of one’s close”). Again, these don’t really describe the circumstances of most breaches of contract. However, during the 15th century King’s Bench (the normal venue for trespass suits) began stretching this concept, by allowing some actions of trespass that didn’t obviously involve force or violence. These actions were called trespass “on the case”, so-called because the facts of the particular case would simply be inserted into the writ of trespass. [2] At some point people began suing for trespass on the case rather than for debt. This practice must have begun during the reigns of Edward IV or Richard III, though the earliest example I have found where an action of trespass on the case has been clearly allowed for what we call non-performance of a contract is Orwell v. Mortoft (1505). [3] From then on we have a line of cases culminating in Slade’s Case (1602), in which it was finally determined that (i) every executory contract implies a promise, or “assumpsit” in Latin, and that (ii) although on such a contract a plaintiff has an action of debt, he may also have an action of trespass on the case for the assumpsit. This new action came to be called simply “assumpsit” and forms the basis of the modern law of contract. [4]



It must be kept in mind that there were self-interested reasons for the court to allow such actions. The various courts were as much money-making enterprises as they were dispensers of justice. The various clerks and officials survived on fees. Therefore, the more cases that could be brought into a court, the more fees that court’s officials stood to gain. The Court of King’s Bench saw an opportunity to attract more business by allowing these very expansive writs of trespasses on the case. Sometimes a court made business for itself at the expense of another court. For example, the Court of Exchequer concerned itself with matters touching the King’s revenue. It was a tax court. However, its relatively simpler and faster procedures were attractive to other kinds of litigants. A person might bring his suit for debt to eth Exchequer on the dubious fiction that the unpaid debt made him less able to pay his taxes. It then became a revenue matter with which the Exchequer could concern itself. The Exchequer countenanced this practice because it brought the court new business and fees. This competition between courts for business could lead to substantive legal change. We have just seen an example of this in the development of contract, where the King’s Bench, in striving to attract business away from other courts, inadvertently invented what was to become a central branch of the law.



From what we have seen so far, we can make some general observations on the nature of medieval English law. One of the most striking features of it to modern eyes is how procedural it really is. We tend to think of “the law” as a system of rules that grant us certain rights and impose certain duties, along with the means to enforce these. We think, for instance, of the statute, which commands us to do or not do certain things, and lays out a penalty for violation. Most tellingly, we refer often to “the justice system”.



You will look in vain for any term corresponding to “justice system” in the medieval records. There are references to “the King’s justice”, but the system itself was viewed more as a system of formal methods and procedures to be used, abused, and manipulated in order to accomplish one’s goals. The “law” was no more than the forms and procedures as they were administered in the royal courts, and the “rules” of law were simply recognized ways of summoning, drafting, and pleading in order to get an estate conveyed, a title restored, or a debt repaid. “The Common Law was not so much a system attempting to bring justice as it was a conglomeration of procedures designed, in more and more cases, to achieve solutions to disputes.” [5] “Justice” described process, not outcome.



We tend to think that for every wrong there is (or ought to be) a remedy in the law and that obtaining a remedy is mostly a matter of convincing a court that you have suffered a wrong. For a medieval plaintiff, this way of thinking would be a disastrous mistake. For him there was no wrong unless there was a writ on the register to remedy it. If you couldn’t fit the facts of your case more or less exactly into one of the existing forms of action, you had no case, no matter how unjustly you had been treated. At best, you might find a very clever lawyer who could come up with a way to use a fiction to make some existing writ do what you wanted. The emphasis on procedure and formality encouraged litigants to be creative in using fictions and other devices to make the law serve their ends. This will become evident when we turn to fines and common recoveries.



There was also considerable overlap between existing forms of action, but with just enough subtle procedural difference between them to create pitfalls for the unwary litigant who chose the wrong one. A large part of a medieval lawyer’s expertise was exercised in advising a client which action to initiate. Choose the wrong one and you could waste many years and much money pursuing a dead cause, while a different writ might have achieved a better outcome.



The Legal Profession



Who were these lawyers? [6] As long as there were royal courts administering justice, there must have been men who had more knowledge than others of how those courts worked and what kinds of redress one could seek there, and such men might offer their services to litigants for a fee. Once the courts settled at Westminster, these men learned in the law would naturally wish to settle and do business somewhere near the court. They settled in inns. Besides serving as residences and offices, the inns also served as colleges, in which law students were trained. Today there are four inns of court: Gray’s Inn, Lincoln’s Inn, the Middle Temple, and the Inner Temple. In Richard’s time there was also Serjeants’ Inn (1416-1877). Originally, these were common law inns. There would also have been the inns of Chancery: Clifford’s Inn, Thavie’s Inn, Clement’s Inn, Lyon’s Inn, Furnival’s Inn, Strand Inn, New Inn, and Barnard’s Inn. [7] These were smaller establishments and fell into decay by the 19th century. Finally, there was also Doctors’ Commons, an inn of court for practitioners of the civil law used in the ecclesiastical and admiralty courts. [8]


Senior members of an inn in good standing were called “benchers”. A student of the law was known as an “apprentice”. He would spend his time in the inn reading whatever literature was available, usually in the form of plea rolls or the reports of cases circulating in manuscript taken down by lawyers and students. He would listen to “readings” by benchers. He would also attend the courts, and observe proceedings. If he intended to make his career in law, he would do this for many years — sixteen at least — until, assuming he was diligent and clever enough, he was lucky enough to be admitted as a serjeant-at-law. The admission of a serjeant was accompanied by much ceremony, feasting, and giving of gold rings, an interesting description of which was given by Sir John Fortescue, Chief Justice under Henry VI. [9]



The serjeants were the elite of the legal profession. They were the only lawyers allowed to plead before the court of Common Pleas and they were the only ones allowed to approach the bar before the judges; hence, becoming a serjeant-at-law meant being “called to the bar”. If you walked into the court of Common Pleas in Richard’s time, you likely would have seen a group of serjeants at the bar arguing over a case; they didn’t necessarily have to be representing a client in order to do so.



The serjeants also wore a distinctive white silk coif or skull cap, which led to their being referred to collectively as “the order of the coif”, while becoming a serjeant was referred to as “taking silk”. According to Fortescue, serjeants were not required to remove the coif even in the presence of the King, thus symbolizing that the serjeants obeyed a higher law.



The serjeants were the class from which the judges were drawn. Their exclusiveness is indicated by the fact that over the course of the entire 16th century, only 89 serjeants were created. In the beginning they would congregate and seek clients in front of St. Paul’s Cathedral. However, their small number led over time to their becoming extremely busy, and an early 17th-century serjeant was embarrassed to admit that there once was a time when his class had to solicit business like common tradesmen. [10] In Richard’s time, as now, barristers did business from their chambers when not in court.



Because the serjeants were so busy, another kind of lawyer arose, what today we would call the solicitor. He did not plead before a court. Instead, he did the necessary work to usher a suit through court. He advised clients, drafted and filed the necessary paperwork, and paid fees to court officials. He was also responsible for preparing his client’s brief, that is, the summary of all the pertinent facts and issues of a case, and for finding a serjeant to plead it in court.



The serjeants pled cases in Common Pleas, which originally was the busiest and most profitable court. This allowed for other lawyers to find work in the other courts as barristers. Since over time many types of cases were transferred to other courts (especially King’s Bench and Exchequer), the power of the serjeants’ order began to decline. This process had already begun in Richard’s time. As the elite of the legal profession, the serjeant was replaced by the figure of the King’s Counsellor.



In the Middle Ages, “maintenance” — the intermeddling of an outside third party to encourage a lawsuit — was illegal. This made it difficult for a lawyer to ply his trade and especially to do so for money. To get around this difficulty, lawyers accepted their fees in the form of a retainer, to hire his services for a period of time. This fiction effectively treated the lawyer as a paid servant of his client; as such he could be considered part of the client’s household and therefore no longer an outside third party. [11] His services on behalf of his client were no longer technically maintenance. And since the lawyer couldn’t sue a client for non-payment without again running afoul of the laws against maintenance, the retainer was always paid up front. Another advantage to the practice of paying a retainer was that, with a limited number of skilled serjeants, a client could obtain the services of a particular serjeant before his opponent did. The accepted retainer for a lawyer in Richard’s time was half an angel (about 3 s. 4 d.) or multiples thereof, which gave rise to the saying that a serjeant-at-law was like Balaam’s ass, which did not speak until it had seen an angel. [12] Then as now, the lawyer was not a popular figure.



We will now proceed to look at two institutions that were a growing and changing part of the law in Richard III’s time: uses and entails.



III. Uses and Entails



Uses



A “use” roughly corresponded to what today we would call a trust. A grantor conveyed lands to a grantee to be held “to the use of” a beneficiary, called the cestui que use (“he for whom” the use is made). [13] There were in medieval times many reasons someone might want to do this. For example, a married man wanting to make sure his wife was provided for after his death might wish to transfer some of his land to himself and his wife; however, since the law didn’t allow transfers to oneself, the practice became to transfer it to a third party, usually a friend (what we would call a trustee), on the understanding that he was to reconvey it to him and his wife. Or, rather than have the estate re-conveyed to him, he might leave it in the trustee’s hands, on the understanding that he and his wife were to continue to receive the benefits of it. This was essentially a separation of enjoyment from title.



There was an obvious problem with this scheme: What happened if you had a falling-out with the trustee? Or what happened if there was some radical misunderstanding regarding expectations? You technically had no recourse, because the trustee was now the owner of the property, at least as far as the law was concerned. It was all a matter of trust, and sometimes trust breaks down. However, because they were a matter of trust, and of hence of conscience, the job of enforcing uses fell into the hands of Chancery. This is because, as we saw, Chancery was conceived as a sort of court of conscience, responsible for dispensing substantive justice, and presided over — in the form of the Lord Chancellor — by a man of the cloth. Eventually Chancery would treat as an implied use any conveyance made without consideration, i.e. without either an exchange of money or an existing familial relationship between the parties. This Chancery jurisdiction was established by the 1420s, and by the time Richard III came to the throne a large portion of its business dealt with uses.



The attitude of the law towards uses was always ambivalent. On the one hand, they served many needs. On the other hand, they produced many pernicious effects. For instance, such trusts could be used to put lands out of reach of creditors: you couldn’t give up to creditors lands that weren’t yours, but you could still enjoy all the benefits of ownership. [14] Also, since under feudalism real property was not devisable by will, uses enabled owners to pass it on to whomever they wished, simply by passing title to a trustee during life. This had the consequence of cheating the feudal lord of his relief. Indeed, by Richard’s time, uses were seen as a way of cheating lords of their feudal dues and of getting around the laws against mortmain.



As a consequence of the Wars of the Roses, uses became popular because they protected lands from possible forfeiture in the uncertainty of the times. The risk of being executed for coming out on the wrong side of the struggles made landholders wish to secure their property for widows and children. From the Crown’s point of view, this too was a problem.



Another problem of uses in Richard’s time had to do with the muddying of title caused by having so many lands in the hands of trustees who had little to do with them. It was often unclear who had title, since uses could be transferred without livery of seisin. [15] Purchasers were in danger of being passed bad titles (or titles with hidden conditions) from mere beneficiaries rather than the trustees. Legislation of Richard III’s sought to solve this problem by allowing a beneficiary to pass good title even against his own trustees. [16] This “remarkable measure”, as one eminent legal historian referred to it, had the effect of removing cases from Chancery to the common law courts, since the beneficiary now had a true property interest in the land, called a ius usus or “title to use”. [17] Legislation of Henry VII and Henry VIII transferred existing titles from trustees to beneficiaries and prohibited the creation of further uses.



Entails



It is almost proverbial that among the English gentry, fathers do not trust their sons. In order to keep lands together in the family and protect them from irresponsible sons, the practice of entailing estates was developed. Here, instead of saying “to Richard and his heirs”, the grant of lands would say something like “to Richard for life, remainder to the heirs of his body”. What’s the difference? Well, technically speaking, the word “heir” would simply refer to whomever the estate was to pass to after Richard’s death. In the normal case this would be his eldest son, but the specific identity would only determine upon Richard’s death. Until then, there was no heir with a vested interest in the estate. But if the grant specifies, say, “heirs of his body”, then so long as Richard has living children, the word “heir” is determinable; his successor has a vested interest in the estate — called a “remainder” — which prevents Richard from alienating it to others. If Richard tries to alienate the land, or if he commits waste, the “remainderman” or tenant in remainder has an action in law against him. In the meantime, Richard, the tenant in fee tail, has no more than a life estate. Keeping lands together in this way could be very important in an age where land was the primary source of power and family prestige. However, there was tension: an entail locked up land that a tenant in fee tail might want to use to borrow money against. Also, a tenant in fee tail still had the power to charge the estate with an annuity to, say, support a widow, thus burdening the estate for his successors in remainder. By the 17th century, such charges on entailed estates became a problem, leaving many gentry rich in land but financially debt-ridden. Entails, as a matter of policy, tended to be unpopular among the merchant and banking class, because it kept too much land locked up and out of economic circulation. We will now look at two ways in which entails could be broken. [18]



IV. Fines and Common Recoveries



Much of the time, entails satisfied both their creators and their heirs, since normally the entail was set up in such a way as to follow the regular line of intestate succession, while at the same time making sure that it couldn’t be fragmented or alienated by an improvident heir. However, entailed estates could also become a way for the dead to tyrannize over the living. There were obvious ways in which an entail could be inconvenient for a tenant in tail. There was no way that the creator of an entail could foresee every situation that might arise in future generations: As with Downton Abbey, one’s lands might through the vagaries of procreation and succession, end up in the hands of strangers; one might need to mortgage one’s land as security to raise capital, or sell it to pay debts. Entails tied the hands of owners, as they were intended to do. Was there any way to recover an estate from entail?



There were two main ways to bar an entail: the fine and the common recovery. These were both collusive actions that used a fictitious title to exploit existing legal procedures to convey land. Fines and recoveries were rapidly developing areas of the law in the late 15th century, so they’re worth looking at in more detail.



We will begin with the fine, since it was the older of the two methods, going back to the 12th century, and since it is also a bit easier to wrap one’s head around than the common recovery. [19] In essence it was quite simple. If land was adjudged to me by due process in a court of record, it was duly noted in the court roll. If the judgment took the form of a settlement or compromise between two parties in a suit, the details of the agreement were also duly noted in the roll. This record in the court roll was deemed to be, with very few exceptions, irrevocable and unquestionable, and could thus function as the equivalent of a deed. If that judgment said that an estate was fee simple rather than fee tail, the entail was effectively barred.



Let’s say Alfred is tenant in tail of Blackacre. He would begin a fictional lawsuit against Baldric, a colluder in the action. [20] They would then settle, with Alfred ceding title to Baldric, with the settlement noted in the roll and a chirograph provided by the court to Alfred and Baldric, which would serve the latter for a deed. Since for all intents and purposes Baldric was now tenant in fee simple, he would convey the land back to Alfred in fee simple, following the normal process of conveyance. Alfred now held in fee simple and the entail was barred. The process was called a “fine” because of the standard opening words of the chirograph: Haec est finalis concordia (“This is the final agreement”).



It’s easy to see how the fine might be abused. What’s to stop two colluders with no legal claim whatsoever to the estate from obtaining title by fine to someone else’s lands? They could use this fictional process to take ownership of any tenant’s land, so long as they could keep their process a secret from him. A partial remedy was provided by legislation stipulating that the colluders must at least have some connection to the lands they were recovering; they could not be complete strangers to the property. [21]



Another remedy was provided, one which is of special interest to Ricardians. In 1531 was printed Christopher St. Germain’s dialogue work, Doctor and Student, a book that remained a core legal textbook well into the 19th century. In it we find the following passage:



STUDENT: Yf a fine with proclamacyon be leuyed accordynge to the statute and no clayme made within v. yeres &c. whether is the right of a straunger extyncted therby in conscience, as it is in the law. DOCTOR: Upon what consyderacyon was that statute made. STUDENT: that the right of lands and tenements, myght be the more certaynly knowen and not to be so uncertayne as they were byfore that statute. [22]



In plainer English, according to a statute, the person wronged by a fraudulent fine now had five years within which to challenge the fine before it became irrevocable, instead of the year and a day previously allowed. Now, what is this statute to which the doctor and the student are referring? St. Germain himself didn’t say. One of his 18th-century editors, William Muchall, claimed that it was a statute of Henry VII. [23] This is not entirely true. The great 20th-century legal scholar, Theodore Plucknett, pointed out that the statute was actually Richard III’s, but was re-enacted by Henry VII. As Plucknett noted, “the Tudors usually got credit for Richard III’s reforms”. [24] St. Germain’s neglecting to cite the specific statute is strange, for he certainly has no hesitation about naming other statutes. I would like to think it an indication that he knew this statute was really Richard’s rather than Henry’s, but that writing in 1531, it was unsafe to credit the former for it. Rather than mislead, St. Germain chose instead to pass over it in silence.



The common recovery was a newer process, coming into its own during the reign of Edward IV. It was more complicated and required more parties to the transaction. [25] In the simplest version of this scheme, there are four parties:



            A: the tenant in tail, called the vouchee.

            B: tenant in praecipe (usually A’s lawyer).

            C: the demandant, another colluder, usually the
                 heir of A.

            D: the common vouchee, a straw man, usually a
                 poor court clerk.



First, A conveys Blackacre to B (which of course he has no right to do with an entailed estate). C then comes along and sues B for title. In his defense, B claims he acquired Blackacre from A. A, now called the vouchee, is called upon to vouch for his title. A then claims he acquired his title from D. D is called to vouch in his turn but fails to appear in court, or else he dashes out of court. This amounts to a contempt of court, and judgment is therefore given that C should recover Blackacre, and D should compensate B with land of equal value. All of this is duly entered on the court roll. Of course, D has no land; he is a straw man, usually a minor officer of the court. The end result is that the judgment against D is not executed, while A has in a roundabout way conveyed Blackacre to C. C can then convey back to A, who becomes tenant in fee simple. The entail is barred. [26]



In the fine, the court was a passive agent of fraud. In the common recovery, it took an active role, which must have required the Crown’s tacit approval of the practice. Why? It is interesting that though there are beginnings of the practice in the early 15th century, the common recovery really assumes its classical form in the reign of Edward IV. [27] Here is Blackstone’s explanation for this:



About two hundred years intervened between the making of the statute de donis [establishing the practice of entailed estates], and the application of common recoveries to this intent, in the twelfth year of Edward IV: which were then openly declared by the judges to be a sufficient bar of an estate-tail. For though the courts had, so long before as the reign of Edward III, very frequently hinted their opinion that a bar might be effected on these principles, yet it never was carried into execution; till Edward IV observing (in the disputes between the houses of York and Lancaster) how little effect attainders for treason had on families, whose estates were protected by the sanctuary of entails, gave his countenance to this proceeding, and suffered Taltarum’s case to be brought before the court… [28]



Taltarum’s Case was decided in 1472. Much like the practice of uses, entails were protecting estates from forfeiture in the political uncertainty of the times. According to Blackstone’s account, Edward IV encouraged the common recovery in order to discourage entails that were protecting the lands of families disloyal to the Crown.



Conclusion



Richard III’s reign came during a transitional period of rapid legal change. I will conclude by summarizing some of these changes.



Many of them were consequences of the disruption of the Wars of the Roses: the Crown was giving its sanction to common recoveries to bar entails in order to seize estates of those disloyal to the King. Landholders resorted to uses in order to protect their estates from forfeiture, while at the same time, discontent with the resulting confusion of titles and the evasion of feudal dues led to Richard’s first piece of legislation, which clamped down on the practice. The disorders of the Wars of the Roses saw the tort actions of trespass and ejectment become more prominent features of the law, sweeping aside older forms of action to recover property such as the original writs of right and praecipe and the possessory writs of novel disseisin and mort d’ancestor. [29] In particular, trespass on the case proved flexible and adaptable enough to give rise to the branch of law we now call contract law.



The first half of the 15th century saw a tremendous expansion of Chancery business at the expense of the King’s Bench and Common Pleas. However, by Richard’s reign, the tide had begun to turn, and his legislation regulating uses accelerated this process.



Despite all this change, and despite the upheavals of civil war, a later age would view the 15th century as a time of legal stability in comparison with the Tudor period, at least when it came to litigiousness. Chief Justice Coke felt compelled to remark on the common view that the Tudor courts were busier with disputants than the preceding age had been. Coke doesn’t deny this, instead assigning six causes for it. [30] Among them is the rather paradoxical one that



In the reigns of Edw. 3. Ric. 2. Hen. 4. Hen. 5. And part of the reign of Hen. 6. in respect of the wars in France, &c. and in the residue of the reign of Hen. 6. and in the reign of Edw. 4. in respect of the bloody and intestine wars, and in almost continuall alarums within the bowels of this kingdome, between the houses of Lancaster and York, there could not be so many suits in law, as since this kingdome hath enjoyed peace…. Peace is the mother of plenty… and Plenty the Nurse of suits. [31]



Civil war brought with it the blessing of legal peace — rather a sad commentary on the supposed role of law as a force for order.



Notes



[1] St. Germain, Doctor and Student (1531), ch. 18, folio 42: “Yf the defendaunte wage his lawe in an accyon of dette broughte upon a trewe dette the pleyntyfe hath no meanes to come to his dette by way of compulsyon neyther by sub pena nor other wyse, and yet the defendaunt is bounde in conscyence to pay hym.” See also Blackstone, Commentaries, III. 151,154, 345; Hobbes, Dialogue, p. 87.



[2] Blackstone, Commentaries, III.122. Actions “on the case” roughly correspond to what in Roman law were known as actions in factum (“on the facts”). Both are “analogous” actions, in that they are allowed by their analogy with known and accepted actions.



[3] Baker and Milsom, pp. 407-411; Baker, “New Light on Slade’s Case,” p. 57. It is worth mentioning that in the fourth year of Edward IV it was decided that one could bring an action of trespass on the case instead of novel disseisin, which by that time had become a slow and inefficient process: Baker, “New Light,” ibid.



[4] On the development of assumpsit, see also Blackstone, Commentaries, III.347.



[5] David and Brierley, Major Legal Systems in the World Today, p. 295.



[6] For an interesting Ricardian-period account of the legal profession, see Fortescue, On the Laws and Governance of England. For a modern account, see Baker, “Counsellors and Barristers: An Historical Study”.



[7] There was also Staple Inn, but it wasn’t established until Tudor times.



[8] In the ecclesiastical courts an advocate was the equivalent of a common law serjeant or barrister, while a proctor was equivalent to a common law solicitor.



[9] Fortescue, In Praise of the Laws of England, ch. 50.



[10] Baker, “Counsellors and Barristers,” p. 208.



[11] Note the similarity between this practice and the hiring of retainers (the retinue) more generally under bastard feudalism.



[12] Baker, “Counsellors and Barristers,” p. 211. For the story of Balaam’s ass, see Numbers 22:27-30.



[13] For a good overview of uses, see Baker, Introduction, pp. 248-258. See also Maitland, Equity.



[14] This problem was address by legislation, beginning in the 1370s, and especially by 15 Ric. II c. 5.



[15] Livery of seisin was an archaic conveyancing ceremony whereby transfer of property was made from seller to purchaser by way of a public handing over of something associated with the property, such as a clod of earth, or else by formally leading the purchaser onto the lands.



[16] 1 Ric. III c. 1.



[17] Baker, Introduction, p. 251.



[18] On fee tail, see Coke on Littleton, 2.13ff.



[19] For more detail on fines, see Blackstone, II.350ff. Recovery by fine was abolished in 1833.



[20] In practice, Baldric would usually be Alfred’s heir.



[21] Blackstone, II.356; Coke on Littleton, 373a.



[22] St. Germain, Dyalogues in Englysshe betwyxt a Doctoure of Dyuynyte and a Student in the Lawes of Englande (1531), First Dialogue, ch. 25, folio 55.



[23] Muchall (ed.), Doctor and Student (1787), p. 68n: “That is the statute 4 H. 7 c. 24. by which the common law which gave only a year and a day to strangers, to make their claim is altered.”



[24] 1 Ric. III c. 7; Plucknett, A Concise History of the Common Law (1929), p. 391; Blackstone, II.352: “By 1 Ric. III. c. 7. confirmed and enforced by 4 Hen. VII. c. …”; Simpson, An Introduction to the History of the Land Law, p. 117; Baker, An Introduction to English Legal History, p. 282.



[25] For common recoveries, see Blackstone, II.357ff; Spinosa, “The Legal Reasoning behind the Common, Collusive Recovery: Taltarum’s Case (1472),” especially pp. 75-76; Simpson, An Introduction, pp. 117-124.



[26] The procedure could get more complicated. For instance, sometimes it was necessary to bar not only the heir in tail, but someone else, perhaps his trustee. In that case, another common vouchee, E, in addition to D would be necessary: A would allege he acquired Blackacre from E, and E would claim he got it from D. One might need three or four vouchees.



[27] The main precedent being Taltarum’s Case (1472), for which, see Baker and Milson, p. 68.



[28] Blackstone, II.117.



[29] “But the Times of Hen. 6. as also of Edw. 4. Edw. 5. and Hen. 7. were Times that abounded with Learning and excellent Men…. In the Times of those Three Kings Hen. 6. Edw. 4. and Hen. 7. the Learning seems to be much alike. But these Two Things are observable in them, and indeed generally in all Reports after the Time of Edw. 3 viz. First, That Real Actions and Assizes were not so frequent as formerly, but many Titles of Land were determined in Personal Actions…” Hale, The History of the Common Law of England, p. 110.



[30] “Now that we may here say somewhat to a vulgar objection of the multiplication of suits, in law both in this Court, and other of his Majesties Courts at Westm’ more then hath been in the reigns of Edw. 3. Ric. 2. Hen. 4. Hen. 5. Hen. 6. Edw. 4. and R.3. It is to be observed, that there be six causes of the increase of them, whereof two be generall, the other four particular. The generall be Peace, and Plenty: The particular, 1. The dissolution of so many Monasteries, Chanteries, &c. and the dispersing of them into so many severall hands. 2. The swarm of Informers. 3. The number of Concealors. 4. The multitude of Atturnies.” Coke, Institutes, Fourth Part, ch. 7 (in Selected Writings, Vol. 2, p. 1181).



[31] Ibid. pp. 1181-1182.





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