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Manus haec inimica tyrannis.
Showing posts sorted by relevance for query Ricardian law. Sort by date Show all posts
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Thursday, March 23, 2017

Ricardian Law (Part I)

The court of Common Pleas, 1450s
About a year ago I presented a paper to the Richard III Society of Canada on the subject of English law in the time of Richard. It was published in their newsletter in a somewhat shortened version, with footnotes removed.

I am publishing here the longer version of it (with scholarly apparatus). However, it will need to be done in two or three instalments, due to length.

Legal history is an intellectual interest of mine rather than a subject of academic expertise, nor am I a lawyer by profession. This, plus the nature of my original audience, means that the potted history I offer here is necessarily a highly simplified outline of the subject, with all the attendant misrepresentations that come with that. Nevertheless, I hope it may interest someone.

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ENGLISH LAW IN THE AGE OF RICHARD III

The title of this paper promises a lot more than it will end up delivering. It should really be called something like “English Private Law in the Age of Richard III”, since it doesn’t deal with, for example, criminal law. Even then, the topic is an impossibly broad one. This pretends to be no more than the barest overview of the subject. Law can be a very technical subject, and medieval law is particularly so. In order to minimize technicalities, it has been necessary to simplify some things, perhaps even oversimplify them.

Even for real estate-obsessed Torontonians it is difficult to conceive of just how important land was in medieval society. So I propose to begin things with a discussion of feudalism and land tenures in medieval England.



I. Feudalism and Tenures

When we think of land ownership, we tend to think of it in its most clear and straightforward sense of allodial ownership. This is where one has full and complete ownership over land, owing no rents, duties, or services to any other person for it, and where one can do whatever one wishes with it. [1] It is strange that this is the kind of ownership that immediately comes to mind, since it is and always has been a fiction. It certainly never existed in England, except perhaps for the King.

In medieval England, one didn’t own land so much as one held it, which is why the concept of land tenure plays such a large part in medieval law. [2] Medieval deeds would grant lands “to have and to hold” rather than “to own”. And once held, it was held of someone else, and held under certain terms. [3] These terms could be incredibly various.

First, tenures could be characterized in terms of what the holder owed to the person from whom he held. Most central to the early feudal system were the military tenures, like knight service, by which the holder of lands had to serve his lord as a knight or to provide a certain number of knights. Because this was such an important service, units of land were characterized by how many knight’s fees they could support. By Richard III’s time, as the crown preferred to simply hire armies, and as lands had largely passed into the hands of tenants who were not trained warriors, knight service came to be commuted to scutage, which was a straightforward money payment in lieu of service. In effect, scutage became a form of direct taxation, and under Edward III came under the control of Parliament. Over time, even scutage fell into disuse, or else had become merely nominal. Besides knight service and scutage, there was grand serjeanty, which was the performance of some other service to the lord that the tenant was obliged to render in person. This was still military in nature, and might involve the provision of a helmet, or a certain number of arrows.

Lands held by knight service, scutage, or serjeanty were considered tenures in chivalry, due to their military origins. In addition to these was socage, which was the service or money owed by the ploughman or “sokeman”, who held lands in return for some service or a money rent. If service, it was called petty serjeanty.

All of these kinds of tenure by service — knight service, scutage, serjeanty, socage— were considered free (as opposed to base) tenures, meaning that it was a freehold and you were a freeholder. What made these various kinds of tenure free? Key to the idea was that the services or money owed were certain. Even poor Rolland, a tenant in Suffolk who “was obliged upon Christmas Day to make a leap, a whistle and a fart coram domino rege” was a freeholder, insofar as his rather embarrassing service was at least spelled out and rendered at a stated time. [4] Outside of Christmas Day, his time and labour were his own.

If the service you owed the lord of the manor was uncertain in nature and amount, or could be called on at any time the lord chose, then you held by an unfree or base tenure, since you could not be considered your own master. This was villeinage. Villeins had no right to sue in the King’s courts, and therefore they fell outside the common law. His only recourse was in the court of his lord. This began to change in the 15th century, with actions like ejectment, which were open to those who weren’t freeholders. This tenure was later known as copyhold, because it was held merely by the custom of the manor and an entry on the manor court roll, rather than by deed. Through legislation in the 19th century all copyhold lands were converted to freehold.

So much for tenures looked at through from the point of view of the services owed for them. To understand land law under the feudal system, it is also necessary to understand the incidents of tenure. The main difference between a service and an incident is that the latter was occasional rather than regular, usually made owing by some event. The most common incidents of tenure were aids, reliefs, wardships, marriages, escheats, and forfeitures. An aid was a levy of money of an extraordinary nature to assist the lord in a financial crunch, specifically (i) ransoming the lord from his captors, (ii) knighting his eldest son, and (iii) marrying his eldest daughter. Relief was a payment due upon the death of a tenant for the right of his heir to enter on the tenancy, typically amounting to a year’s produce of the land. Wardship was the lord’s right to administer and receive profits from the estate of a tenant under age, and marriage was the right to marry wards to whom he wished. Escheat occurred where a freehold tenant died without heirs or if he breached his obligation of service and fealty, and forfeiture occurred when the tenant committed treason. In the former case, lands would escheat to the lord, and in the latter case they were forfeit to the King.

There was much law surrounding all of these incidents, which we haven’t time to explore further. [5] However, two things should be noted about them. First, they were very lucrative for the landlord, potentially more so than rents and services. Second, because of this, it became very important to lords that they not be cheated of them, particularly through subinfeudation and mortmain. In subinfeudation, the tenant alienated lands to others by carving out new tenures, in effect inserting another person below them on the feudal chain. This was problematic because it often meant that incidents were evaded or diminished. For example, let’s say that Alfred is lord and Baldric is his tenant. Baldric enfeoffs lands to Clarence for a nominal yearly rent. Now Baldric is at the same time Clarence’s lord and Alfred’s tenant. Baldric then dies, leaving an heir who is a minor. Normally, Alfred would here be entitled to wardship, enjoying the land and its fruits during the minority. In reality, that enjoyment will now only consist of the less lucrative nominal rent owed by Clarence to Baldric and his heirs.

Mortmain occurred when lands were alienated to a corporation (like the Church) or to what we would call a trust. Here the problem is that corporations and trusts never die, they never get married, and they are never minors, thus cheating the lord of such incidents as relief, wardship, and marriage.

Subinfeudation and mortmain were addressed by legislation such as Edward I’s statute of Quia Emptores (1290), which made all lands alienable, subject to the restriction that all services and incidents owed remained due by the purchaser. [6] This had the inadvertent long-term effect of destroying the personal nature of the old feudal system and instituting the system of “bastard feudalism” characteristic of Richard’s time. [7]

Besides viewing tenures in terms of services and incidents, we can also understand them from the point of view of duration. Land granted “to Richard and his heirs” constituted a fee simple, which was the greatest estate the law allowed in lands. [8] This is the closest analogue to our modern idea of absolute ownership. [9] If, by contrast, the original grant of lands said merely “to Richard” without the words “and his heirs”, this could at most make Richard tenant for life. Upon his demise the estate would revert back to the grantor. Both the fee simple and the life interest were considered freeholds. There was also the fee tail — the entailed estate — which limited succession to certain persons, thereby making the estate non-alienable and giving these future “remaindermen” a vested interest in the property.

To the fee simple, life estate, and fee tail, we may add the fee pur auter vie (an estate held during the life of another), [10] and the lesser kinds of tenancy, including tenancy for term of years, [11] the tenancy at will (at the pleasure of the landlord), [12] and the tenancy at sufferance (adverse possession, based on the inaction of the owner).

Much more could be said about tenures and estates, but this should do for a brief overview. It should however be noted that the law distinguished between ownership and mere seisin or possession. For example, a tenant in fee tail owned the land, upon which he might have tenants for term of years; the latter merely had possession. Owners could vindicate their rights in the courts; those having mere possession could not, at least at first. Mention of courts and vindication of rights brings us to the topic of legal procedure, to which we now turn.


II. Procedure: The Courts and the Forms of Action
   
The Courts.

The great majority of private law actions, especially those involving property, would have been dealt with through the courts of King’s Bench, Common Pleas, and Chancery. It should be noted that all of these courts sat in different areas of the same place — Westminster Hall. Indeed, there were not even separate rooms for them, and proceedings in one court could often be heard in another. Litigants and their counsel would often have to shout to be heard over the noise of crowds, since besides housing the treasury and serving as a centre of administration, the Hall also served as a sort of shopping centre, lined with traders and stalls.

King’s Bench and Common Pleas (along with the Court of Exchequer) were common law courts, whereas Chancery was a court of equity — a distinction that will be explained shortly. Broadly speaking, Common Pleas dealt with actions arising from disputes between subjects, while King’s Bench dealt primarily with actions that concerned the King in some way, especially the criminal law. [13] Put another way, Common Pleas cases did not require the King’s presence, while King’s Bench cases did, at least in theory. By Richard’s time this was a fiction. In fact, in 1483, Richard III became the last English monarch to dispense justice in the King’s Bench in person.

Originally, the courts followed the King as he traveled throughout the kingdom. This caused much expense and inconvenience for litigants, since travel in the Middle Ages was not easy or cheap. And one could arrive at one’s destination only to find that the court had moved on to somewhere else. A travelling court of justice also posed problems and expenses for those administering it: it was an annoyance to empanel juries, only to have to empanel a new one when the court moved to a new location. Cumbersome records too would have to be moved with the court.

To make justice a little more accessible and less costly, it was decided that the court of Common Pleas should sit in one place, Westminster Hall. [14] Although most suitors would still have to travel to get there, they now at least knew where to go. However, King’s Bench cases, because they theoretically required the King’s presence, continued to follow his court up until the reign of Edward III, when it too settled in Westminster Hall. [15]

Another innovation, slightly later, made justice more accessible: Assizes would travel to the various counties to hear certain cases concerning land that originated in those counties. [16] For these cases, suitors didn’t have to travel; they simply waited until the next assize rolled into town.

From the common law courts, we now turn to equity. It was a maxim that the law ought not to be used to work injustice. But as the common law developed and its procedures became more rigid, injustices often did arise from the regular workings of the common law. When such difficulties arose, the doctrine was that the justices, who were at that time appointees at the King’s pleasure, had no mandate to substantively change the King’s law. In such cases, one could turn to equity, the justice administered in the Lord Chancellor’s court. The Chancellor was the King’s minster charged with ensuring that justice was dispensed throughout the kingdom. He therefore was empowered to offer remedies that the common law courts could not, and to do justice where the common law’s hands were tied. This law was known as “equity”, and was often described as the “conscience of the common law”, being more concerned with substantive justice than with formalities. Eventually, this came to be looked on as a bad joke, in later times when equity became more rigid and Chancery procedure became even more complicated and slow than the common law was. [17] But for awhile it worked.

What were the differences between equity law and common law? One fundamental difference lay in the fact that most medieval chancellors were clergymen. Besides conveying to their office a spiritual element, it also meant they were trained in Roman law (via Canon Law) and hence were familiar with legal concepts of which common lawyers were largely ignorant. For example, the Romans had well-developed law around what we would call trusts (fideicommissa), whereas the common law was ill-equipped to enforce promises made to dead promisees. It was thus no accident that legally enforceable trusts in England — known as “uses” — developed in Chancery. As we’ll see, it was also no accident that they developed in the late 15th century.

Another difference was in procedure: Whereas in the common law courts trial was by jury, in Chancery there was no jury. Also, unlike common law procedure, Chancery procedure was inquisitorial, much as in civil law systems today. What this means is that where a common law judge was supposed to be an impartial referee between plaintiff and defendant, only to intervene on points of law, the Chancellor in his judicial capacity actively investigated the facts of a case and could himself interrogate witnesses and examine parties.

Perhaps the most important difference between common law and equity was in the remedies offered by the latter. For example, in common law, the only remedy for breach of contract was compensation, to return both parties to the position they were in before the contract was made. Only in Chancery might specific performance be ordered, forcing the party in breach to uphold his end of the contract. Or take the case of nuisance: If my neighbour ran a tannery emitting noxious fumes that interfered with my enjoyment of my land, at common law the only remedy I had was, again, a monetary compensation for damages suffered; in theory, my neighbor could continue to pollute all he wanted, so long as he could afford to keep paying me damages every time I went to the considerable trouble of suing him. [18] He could treat a common law court’s judgment as simply a cost of doing business. What I really needed was an injunction requiring him to stop emitting, and it was only Chancery that could issue such injunctions.

Besides acting as a court of (equitable) justice, Chancery played a more important role in the legal system, as we’ll see now, as we turn to the forms of action.



The Forms of Action.

Let us say that Baldric is currently occupying Blackacre, which Alfred believes is rightfully his. How does Alfred go about bringing a lawsuit — an “action” — against Baldric to recover his land? How does he set the wheels of justice in motion? [19]

To answer this question, it is helpful to go back to the time of Henry II’s predecessors. At that time, most cases of this nature would be conducted in the local court of the lord from whom Alfred and Baldric claimed to hold Blackacre. Hopefully, Alfred could obtain justice there. But just in case, he could strengthen his case by obtaining a writ from the royal Chancery (for a price), which came in the form of a demand from the King to the local lord (or to the sheriff, if Alfred held Blackacre of the King) demanding that he do right to Alfred with respect to Blackacre, so that he (the King) will hear no more of lack of justice. Appearing in the local court with such a writ would lend his cause a certain prestige, since a command from one of the fierce Norman kings was not something to be taken lightly.

So long as Alfred duly paid the required fee for the writ, the King was not in the habit of enquiring into the actual merits of a given case. Assuming that Baldric believed his claim to Blackacre to be just, what option did he have at this point? Well, he too could go to the Chancery, pay his fee, and obtain a writ demanding that justice be done to him with respect to Blackacre. Now we have two competing and contradictory writs, one demanding that Blackacre be given to Alfred, and another that it be given to Baldric.

Too many of these “wars of writs” were occurring and were understandably making the King’s justice look a little ridiculous. So at some point it became the practice that words would be added to the writ to the effect that justice was to be done to Alfred with respect to Blackacre unless after some process it was determined that the command ought not to be executed. Thus, there now had to be some kind of trial to determine the merits of Alfred’s case. Baldric must be given his opportunity to refute Alfred’s claim and demonstrate his own title.

By the time of Henry II, things had gone a step further: Now, since the King had become so involved in the case, and since his reputation was at stake, it only made sense that the case be removed entirely from the local court and tried by his own justices. Thus we have the development of two of the so-called original writs, the writ of praecipe and the writ of right. The former was named after the Latin opening words of the writ, “Command [Praecipe] X that he…” and applied to cases begun in the King’s court, i.e. involving the King’s own tenants. The writ of right applied to cases begun in a lord’s court, but their intents were basically the same. In full, a sample writ of right read as follows:


The King to K [the local lord] greeting. We command you that without delay you do full right to A of one messuage with the appurtenances in Trumpington which he claims to hold of you by free service of [so much] per annum for all service, of which X deforceth him. And unless you will do this, let the sheriff of Cambridge do it that we may hear no more clamour thereupon for want of right. [20]

The writ of right ended up defining the concept known as “legal memory”. In order to give security to title and to curb excess litigation, it was decided to fix a time of limitation before which one needn’t prove his title in a writ of right. By a statute of 1275, this time was fixed as 1189, the first year of the reign of Richard I. [21] This meant that so long as one could trace one’s lawful title back to 1189, one need go back no further and no challenger was allowed to claim an older title. Thus, anything before that year was considered “time immemorial”, beyond the reach of legal memory.

We should never underestimate the extent to which bureaucracy and the needs of administration shaped the development of substantive law. This point is well-illustrated by the development of the writ system and the forms of action. We have seen that a legal action at common law was initiated by obtaining a writ from Chancery in the name of the King, commanding someone — a sheriff or a lord — to do justice to a plaintiff with respect to some matter. It was only natural that similar situations would come up repeatedly, and it was equally natural that the bureaucrats in Chancery would wish to save themselves some time and effort by keeping a record of these writs so that they could be re-used, rather than reinventing the wheel with each case: “The clerks of Chancery, who wrote hundreds of the various types of Common Law writs, must quickly have felt the need for a formulary, from which to copy the stereotyped phrases. This also acquired legal significance, for no understanding of the Common Law and its procedure was possible without knowledge of its writs.” [22] Anyone familiar with bureaucracy can attest to how administrative procedure, however rational and well-intentioned at the beginning, too easily becomes procedure for procedure’s sake. Rather than expending effort to frame a new writ for cases that did not quite fit the old ones in the register, rigidity and formalism set in: it became very difficult to obtain a writ unless one could fit one’s case to the existing writs. Throughout much of the Middle Ages the forms of action at common law were more or less fixed. However, as we’ll see when we look at actions like trespass and ejectment, this rigidity was breaking down in Richard’s time. Courts were willing to entertain suits “on the case”, whereby legal fictions were used to extend the use of old writs to new facts. [23]

The subject of the registry of writs brings up a figure who may be of incidental interest to Ricardians. Sir Anthony Fitzherbert (1470-1538) was the author of the New Natura Brevium (1534), a compendium, with commentary, of all the writs then in existence. It became a standard legal text and is still cited occasionally by courts. Anthony was the sixth son of Ralph Fitzherbert (d. 1483), lord of the manor of Norbury, in Derbyshire, which Anthony eventually inherited after the deaths of all his elder brothers. A plaster cast of Ralph Fitzherbert’s beautiful alabaster effigy is on display in the Victoria and Albert Museum. The effigy is of interest because Ralph’s figure bears the Yorkist livery collar of alternating suns and roses, with the white boar livery badge of Richard III as a pendant. Since the wooden effigy of Ralph Neville (d. 1484) at Brancepeth in County Durham was destroyed by fire in 1998, this is the only surviving representation of a boar pendant. [24]

Let’s return to the writ of praecipe and the writ of right. Now this process, in its developed form, sounds reasonably just and efficient. This perception is quite mistaken, for there were difficulties. First, it must be noted that the actions begun by these original writs are called real actions: they tried ownership of land, not seisin. Thus, if Alfred held Blackacre for a term of years only, or by any lesser tenure than freehold, this action was not open to him.

Another problem had to do with the sorry state of the law of evidence in the post-Conquest period. Once Alfred had brought his action to the lord’s court (with a writ of right) or to the King’s court (with a writ of praecipe), he had to prove his title. But this was normally done in manorial courts through trial by battle, plaintiff and defendant fighting either in person or by champion. [25] Thus, the outcome favoured not necessarily the party with the just title, but rather the party who had military training or was rich enough to hire a very good champion. Woe to Alfred if Baldric was a knight and he was not. If he wasn’t killed, Alfred might beg mercy (a humiliating choice), but nevertheless he would be amerced (fined) for bringing the suit in the first place. [26]

Another form of trial, common in manorial courts as well as in certain common law actions, was the “wager of law”: Alfred would bring a certain number of people to the court, usually eleven, to swear to the truth of his claim. It was not expected that these oath-helpers actually knew anything about the facts of the case. It merely meant that they could swear to Alfred’s trustworthiness. Now, ideally, in a small manor where everyone knew each other, Baldric, if he was a known scoundrel, would have difficulty finding as many men willing to vouch for him (especially since oath-helpers on the losing side were subject to fine). But if Baldric was not a known scoundrel, or could pay enough to hire the requisite oath-helpers, Alfred was out of luck and was, again, amerced for his trouble. Too often wager of law led to palpable injustice. As Chief Justice Coke (1552-1634) remarked, wager of law tempted men too easily to perjure themselves, serving as the devil’s trapdoor that led men to hell. [27]

Finally, the process was slow and lengthy, since it allowed of many “essoins” or delays. Indeed, one who reads the early treatise writers on the common law, such as Glanvill or Bracton, is struck by the amount of space devoted to discussing the elaborate law surrounding these essoins. Sir John Fortescue (c. 1394-1479), Chief Justice of the King’s Bench under Henry VI, saw them as a peculiarly English practice, and as such, a matter for praise. [28] However, English plaintiffs who actually had to rely on English courts for legal redress saw little to praise in them. One example of how dilatory an action could become due to essoins is the practice of what was called “fourching in essoins”:

If two joint tenants were sued, say by writ of right, each could tender excuses… for non-appearance. They could both be ill in bed for a year and a day, but after that they must appear to answer the action. The ingenious idea occurred to somebody of contriving that each be ill alternately, and the courts accepted this practice. In one case the two tenants keep at it for eight years, and we never find out if they ever stopped until the death of one caused the writ to abate, and the demandant had to begin all over again. [29]

In short, the original real actions were slow, they were risky to initiate, and they could be far from just in outcome, so it is no surprise that they fell into disuse and were replaced by the so-called “possessory” actions, of which the two most important for our purposes were mort d’ancestor and especially novel disseisin. [30] Mort d’ancestor was an action by which an heir recovered seisin of his inheritance, where someone entered into possession before the heir did.

The point of novel disseisin was simple: to put the unjustly dispossessed back in possession of lands. There were several key differences between this and the original writs of right and praecipe. First, it protected possession (seisin) only; it did not interest itself in the question of title. This is why it is classed as a “possessory” action, as opposed to a “real” action. The effect of the action was to privilege possession and to shift the burden of proving title to the disseisor, who would now have to launch a real action, with all the risk and delay that entailed.

Second, the action was tried in King’s Bench rather than Common Pleas. This is because the King took very seriously the idea that everyone ought to be able peaceably to enjoy his property, and that if you have a dispute over title, you ought to sue out a writ of right rather than take the law into your own hands and disturb someone’s quiet possession. This was especially the royal attitude after the disturbances of the anarchy under King Stephen. A disseisin was therefore regarded as a disturbance of the King’s peace and, as such, had a criminal element to it.

Third, as the adjective “novel” implies, the dispossession (disseisin) had to be recent — usually the writ would contain a qualification that it had to have occurred, say, since the last return of the King out of Normandy.

Fourth, the process was less risky and was faster. The trial was by jury rather than by combat, and it did not allow essoins.

Fifth, the action was tried by assize, which meant that litigants didn’t have to travel to wherever the King was, or to Westminster.

The writ ran thus:

The King to the sheriff greeting. A hath complained unto us that X unjustly and without judgment hath disseised him of his freehold in Trumpington after the last return of our lord the king from Brittany into England. And therefore we command you that, if the aforesaid A shall make you secure to prosecute his claim, then cause that tenement to be reseised and the chattels which were taken in it and the same tenement with the chattels to be in peace until the first assize when our justices shall come into those parts. And in the meantime you shall cause twelve free and lawful men of that venue to view that tenement and their names to be put into the writ… [31]

There were two main drawbacks to novel disseisin, leading to its eventual disuse: One was that it only restored possession; it did not award damages. The other was that it only protected those who held by free tenure (in fee simple or for life). If you held for term of years you had no action. This unsatisfactory situation changed in the 15th century, a period when the leasehold for term of years was becoming increasingly common. [32]

There was a certain writ of trespass, known as trespass quare clausum fregit that was open to termors. However, this action had two shortcomings. First, it only gave damages; it did not put the termor back in possession. Second, as the Latin name implies, the disseisin in question had to have occurred through some manner of unlawful forcible entry (“breaking one’s close”). [33] Sometime in Henry VII’s reign it came about that one could regain possession through an action for trespass, and around the same time the action of ejectment became available to all who lost possession, with or without violence or forcible entry.

Because they were faster and more flexible, ejectment and trespass became the preferred methods of trying title to land, not just for termors but also for freeholders, and the real actions (praecipe and writ of right) and the possessory ones (novel disseisin, mort d’ancestor) fell into disuse. [34] This process was just getting underway in Richard’s time and accelerated under the Tudors.



Notes

[1] Sometimes expressed as the ius utendi, ius fruendi, and ius abuteni: the right to use, fruits, and abuse or waste. To which we might add the ius alieni, or right to alienate. See Lawson and Rudden, The Law of Property (1982), p. 8n.

[2] From the Latin tenere, “to hold”.

[3] Blackstone, Commentaries, II.59: “Almost all the real property of this kingdom is by the policy of our laws supposed to be granted by, dependent upon, and holden of some superior or lord, by and in consideration of certain services to be rendered to the lord by the tenant or possessor of this property.”

[4] See Simpson, An Introduction to the History of the Land Law, p. 6. Rolland’s service was eventually commuted to a money payment.

[5] See ibid. pp. 15-20.

[6] Quia emptores, literally, “because the buyers”.

[7] In bastard feudalism, personal service and incidents were replaced with direct money payments into a treasury, which the nobles used to buy and maintain their own standing forces of retainers. Hence, the primary allegiance of such retainers was to their lord rather than to the King. Bastard feudalism has been partly blamed for the Wars of the Roses.

[8] See Littleton, 1a ff.

[9] Though it must be kept in mind that under feudalism, lands were not devisable by will as they are today. If you wanted your lands after death to pass to someone other than your heir in law, you would have to set up a “use” or trust for the purpose. Uses will be discussed below.

[10] An estate pur auter vie was the best estate a life tenant could pass on: he could convey an estate that lasted for the duration of another’s life, namely his own. See Simpson, Introduction, pp. 67 and 86-87.

[11] Coke on Littleton, 7.58.

[12] Ibid. 8.68ff.

[13] There were exceptions. For example, cases involving the King’s revenue were in the jurisdiction of the Exchequer court rather than King’s Bench. And as we’ll see, there were certain actions between subjects not directly involving the King that were heard before King’s Bench, for reasons to be explained.

[14] This was further guaranteed in Magna Carta, sec. 17 (A. E. Dick Howard, editor). See also Coke, Institutes, Second Part, ch. 11 (in Coke, Selected Writings, Vol. 2, p. 800); Blackstone, Commentaries, III.38. For a more detailed history of the development of the common law courts, see van Caenegem, The Birth of the English Common Law (1973).

[15] Coke, Institutes, Fourth Part, ch. 7 (in Selected Writings, Vol. 2, p. 1174).

[16] Howard (ed.), Magna Carta, sec. 18. See also, Coke, Institutes, Second Part, ch. 12 (Selected Writings, Vol. 2, p. 805). Coke derived the term “assize” from the Latin assideo, to sit together.

[17] Dickens gave a grim picture of the slow wheels of 19th-century Chancery justice in Bleak House, through the fictional case of Jarndyce v. Jarndyce, which had dragged on for generations. For a brief description of the Chancery’s jurisdiction, see Blackstone, Commentaries, III.46ff. On equity, see Maitland, Equity: A Course of Lectures (1947).

[18] This is not entirely true. There was an assize of nuisance that allowed for abatement rather than damages, but it only applied to cases where the nuisance in question interfered with the plaintiff’s seisin. Also, the action was only available to freeholders and not, for example, to termors. See Blackstone, Commentaries, III.220-221.

[19] The development of the original writs outlined here can be read in more detail in Caenegem, The Birth of the English Common Law, pp. 26-30. See also Maitland, The Forms of Action at Common Law, pp.17-20; Pollock and Maitland, The History of English Law before the Time of Edward I, vol. II, pp. 65-66.

[20] The example is from Maitland, The Forms of Action, p. 67. He adapted it from one found in Fitzherbert, New Natura Brevium, 1G.

[21] Hale, The History of the Common Law of England, pp. 3-4.

[22] Caenegem, The Birth of the English Common Law, p. 30.

[23] Archaic as they seem, these “originating” writs, with their “The King to the sheriff of X greeting”, were only officially abolished in 1980! See Baker, “The Abolition of Original Writs,” p. 284. They have been replaced by a summons, directed to a defendant, ordering her to appear in court to answer to the plaintiff’s claim.

[24] The Fitzherberts had possessed Norbury since the twelfth century and continued to do so until they sold it in 1881. The family remains Catholic to this day.

[25] Simpson, An Introduction to the History of the Land Law, p.26.

[26] The last known trial by battle in England occurred in 1446. Megarry, A New Miscellany-at-Law, p. 65. It was not formally abolished until 1819.

[27] Coke, Reports, Fourth Part, Slade’s Case (in Selected Writings, Vol. I, p. 123).

[28] Fortescue, In Praise of the Laws of England, ch. 53.

[29] Simpson, Introduction, p. 41.

[30] Maitland, Forms of Action, pp. 22-26; Pollock and Maitland, II.48-65.

[31] Maitland, The Forms of Action at Common Law, p. 68; Fitzherbert, New Natura Brevium, 177E.

[32] This was a result of the labour shortage that followed the Black Death, which led to an increase in the number of free tenants (as opposed to villeins).

[33] For this reason, it was tried at the King’s Bench, due to the implication that the King’s peace had been broken. See Blackstone, Commentaries, III.42. See also Hale, The History of the Common Law of England, p. 111: “Because the Statute of 8 Hen. 6. had helped Men to an Action to recover their Possessions by a Writ of Forcible Entry, even while the Method of Recovery of Possessions by Ejectments was not known or used.”

[34] Where a nuisance or trespass involved interference with plaintiff’s enjoyment of his property, the plaintiff obviously had to establish that it was his property. Hence trespass became a convenient method of trying title.

Tuesday, May 2, 2017

Ricardian Law (Part II)



A serjeant-at-law, c. 1400

This is the second and final part of my paper, English Law in the Age of Richard III, a shorter version of which was delivered almost exactly one year ago to a meeting of the Richard III Society of Canada. This second part, in my opinion, is more challenging for the reader, in that it deals with material that is more complex and technical than that found in the first part.



At the end, you will find the notes for this part of the paper, as well as a list of references for both parts.



*          *          *          *          *



Contract Law



The action of trespass leads us to an area that was of growing importance in Ricardian times. During the lawlessness and violence of the 15th century, the action of trespass became a flexible tool for redressing many kinds of wrong not originally contemplated by the framers of the writ of trespass quare clausum fregit. From this unlikely beginning in tort law grew that very important branch of law now known as contract.



In the beginning there was no contract law as such. Roman law had it, English law did not. So what recourse did a plaintiff have when a defendant had breached a contract? Well, if the breach consisted of not paying for goods, there was an action of debt for money owed. If the breach consisted of not delivering goods paid for, there was the action of detinue for the detaining of goods belonging to another. If the breach consisted of breaking an agreement made under seal, there was the action of covenant. If the breach consisted of not returning goods lent, there was an action of replevin. This, then, sounds very much like there was an effective law of contract, even if it wasn’t called such. However, these actions had serious shortcomings, the most important of which was that they allowed for wager of law. [1] Another problem was that in order to bring an action of debt or detinue, for instance, a plaintiff had to prove intentional deceit, which was absent in many breach of contract situations, or at least hard to demonstrate.



To avoid these problems, plaintiffs began to bring actions of trespass instead. The advantage of trespass was that it didn’t allow wager of law. The problem, though, was that trespass was a tort, requiring that the wrong in question involve some kind of force or violence, the two most common writs of trespass being vi et armis (“force and arms”) and the already mentioned quare clausum fregit (“breaking of one’s close”). Again, these don’t really describe the circumstances of most breaches of contract. However, during the 15th century King’s Bench (the normal venue for trespass suits) began stretching this concept, by allowing some actions of trespass that didn’t obviously involve force or violence. These actions were called trespass “on the case”, so-called because the facts of the particular case would simply be inserted into the writ of trespass. [2] At some point people began suing for trespass on the case rather than for debt. This practice must have begun during the reigns of Edward IV or Richard III, though the earliest example I have found where an action of trespass on the case has been clearly allowed for what we call non-performance of a contract is Orwell v. Mortoft (1505). [3] From then on we have a line of cases culminating in Slade’s Case (1602), in which it was finally determined that (i) every executory contract implies a promise, or “assumpsit” in Latin, and that (ii) although on such a contract a plaintiff has an action of debt, he may also have an action of trespass on the case for the assumpsit. This new action came to be called simply “assumpsit” and forms the basis of the modern law of contract. [4]



It must be kept in mind that there were self-interested reasons for the court to allow such actions. The various courts were as much money-making enterprises as they were dispensers of justice. The various clerks and officials survived on fees. Therefore, the more cases that could be brought into a court, the more fees that court’s officials stood to gain. The Court of King’s Bench saw an opportunity to attract more business by allowing these very expansive writs of trespasses on the case. Sometimes a court made business for itself at the expense of another court. For example, the Court of Exchequer concerned itself with matters touching the King’s revenue. It was a tax court. However, its relatively simpler and faster procedures were attractive to other kinds of litigants. A person might bring his suit for debt to eth Exchequer on the dubious fiction that the unpaid debt made him less able to pay his taxes. It then became a revenue matter with which the Exchequer could concern itself. The Exchequer countenanced this practice because it brought the court new business and fees. This competition between courts for business could lead to substantive legal change. We have just seen an example of this in the development of contract, where the King’s Bench, in striving to attract business away from other courts, inadvertently invented what was to become a central branch of the law.



From what we have seen so far, we can make some general observations on the nature of medieval English law. One of the most striking features of it to modern eyes is how procedural it really is. We tend to think of “the law” as a system of rules that grant us certain rights and impose certain duties, along with the means to enforce these. We think, for instance, of the statute, which commands us to do or not do certain things, and lays out a penalty for violation. Most tellingly, we refer often to “the justice system”.



You will look in vain for any term corresponding to “justice system” in the medieval records. There are references to “the King’s justice”, but the system itself was viewed more as a system of formal methods and procedures to be used, abused, and manipulated in order to accomplish one’s goals. The “law” was no more than the forms and procedures as they were administered in the royal courts, and the “rules” of law were simply recognized ways of summoning, drafting, and pleading in order to get an estate conveyed, a title restored, or a debt repaid. “The Common Law was not so much a system attempting to bring justice as it was a conglomeration of procedures designed, in more and more cases, to achieve solutions to disputes.” [5] “Justice” described process, not outcome.



We tend to think that for every wrong there is (or ought to be) a remedy in the law and that obtaining a remedy is mostly a matter of convincing a court that you have suffered a wrong. For a medieval plaintiff, this way of thinking would be a disastrous mistake. For him there was no wrong unless there was a writ on the register to remedy it. If you couldn’t fit the facts of your case more or less exactly into one of the existing forms of action, you had no case, no matter how unjustly you had been treated. At best, you might find a very clever lawyer who could come up with a way to use a fiction to make some existing writ do what you wanted. The emphasis on procedure and formality encouraged litigants to be creative in using fictions and other devices to make the law serve their ends. This will become evident when we turn to fines and common recoveries.



There was also considerable overlap between existing forms of action, but with just enough subtle procedural difference between them to create pitfalls for the unwary litigant who chose the wrong one. A large part of a medieval lawyer’s expertise was exercised in advising a client which action to initiate. Choose the wrong one and you could waste many years and much money pursuing a dead cause, while a different writ might have achieved a better outcome.



The Legal Profession



Who were these lawyers? [6] As long as there were royal courts administering justice, there must have been men who had more knowledge than others of how those courts worked and what kinds of redress one could seek there, and such men might offer their services to litigants for a fee. Once the courts settled at Westminster, these men learned in the law would naturally wish to settle and do business somewhere near the court. They settled in inns. Besides serving as residences and offices, the inns also served as colleges, in which law students were trained. Today there are four inns of court: Gray’s Inn, Lincoln’s Inn, the Middle Temple, and the Inner Temple. In Richard’s time there was also Serjeants’ Inn (1416-1877). Originally, these were common law inns. There would also have been the inns of Chancery: Clifford’s Inn, Thavie’s Inn, Clement’s Inn, Lyon’s Inn, Furnival’s Inn, Strand Inn, New Inn, and Barnard’s Inn. [7] These were smaller establishments and fell into decay by the 19th century. Finally, there was also Doctors’ Commons, an inn of court for practitioners of the civil law used in the ecclesiastical and admiralty courts. [8]


Senior members of an inn in good standing were called “benchers”. A student of the law was known as an “apprentice”. He would spend his time in the inn reading whatever literature was available, usually in the form of plea rolls or the reports of cases circulating in manuscript taken down by lawyers and students. He would listen to “readings” by benchers. He would also attend the courts, and observe proceedings. If he intended to make his career in law, he would do this for many years — sixteen at least — until, assuming he was diligent and clever enough, he was lucky enough to be admitted as a serjeant-at-law. The admission of a serjeant was accompanied by much ceremony, feasting, and giving of gold rings, an interesting description of which was given by Sir John Fortescue, Chief Justice under Henry VI. [9]



The serjeants were the elite of the legal profession. They were the only lawyers allowed to plead before the court of Common Pleas and they were the only ones allowed to approach the bar before the judges; hence, becoming a serjeant-at-law meant being “called to the bar”. If you walked into the court of Common Pleas in Richard’s time, you likely would have seen a group of serjeants at the bar arguing over a case; they didn’t necessarily have to be representing a client in order to do so.



The serjeants also wore a distinctive white silk coif or skull cap, which led to their being referred to collectively as “the order of the coif”, while becoming a serjeant was referred to as “taking silk”. According to Fortescue, serjeants were not required to remove the coif even in the presence of the King, thus symbolizing that the serjeants obeyed a higher law.



The serjeants were the class from which the judges were drawn. Their exclusiveness is indicated by the fact that over the course of the entire 16th century, only 89 serjeants were created. In the beginning they would congregate and seek clients in front of St. Paul’s Cathedral. However, their small number led over time to their becoming extremely busy, and an early 17th-century serjeant was embarrassed to admit that there once was a time when his class had to solicit business like common tradesmen. [10] In Richard’s time, as now, barristers did business from their chambers when not in court.



Because the serjeants were so busy, another kind of lawyer arose, what today we would call the solicitor. He did not plead before a court. Instead, he did the necessary work to usher a suit through court. He advised clients, drafted and filed the necessary paperwork, and paid fees to court officials. He was also responsible for preparing his client’s brief, that is, the summary of all the pertinent facts and issues of a case, and for finding a serjeant to plead it in court.



The serjeants pled cases in Common Pleas, which originally was the busiest and most profitable court. This allowed for other lawyers to find work in the other courts as barristers. Since over time many types of cases were transferred to other courts (especially King’s Bench and Exchequer), the power of the serjeants’ order began to decline. This process had already begun in Richard’s time. As the elite of the legal profession, the serjeant was replaced by the figure of the King’s Counsellor.



In the Middle Ages, “maintenance” — the intermeddling of an outside third party to encourage a lawsuit — was illegal. This made it difficult for a lawyer to ply his trade and especially to do so for money. To get around this difficulty, lawyers accepted their fees in the form of a retainer, to hire his services for a period of time. This fiction effectively treated the lawyer as a paid servant of his client; as such he could be considered part of the client’s household and therefore no longer an outside third party. [11] His services on behalf of his client were no longer technically maintenance. And since the lawyer couldn’t sue a client for non-payment without again running afoul of the laws against maintenance, the retainer was always paid up front. Another advantage to the practice of paying a retainer was that, with a limited number of skilled serjeants, a client could obtain the services of a particular serjeant before his opponent did. The accepted retainer for a lawyer in Richard’s time was half an angel (about 3 s. 4 d.) or multiples thereof, which gave rise to the saying that a serjeant-at-law was like Balaam’s ass, which did not speak until it had seen an angel. [12] Then as now, the lawyer was not a popular figure.



We will now proceed to look at two institutions that were a growing and changing part of the law in Richard III’s time: uses and entails.



III. Uses and Entails



Uses



A “use” roughly corresponded to what today we would call a trust. A grantor conveyed lands to a grantee to be held “to the use of” a beneficiary, called the cestui que use (“he for whom” the use is made). [13] There were in medieval times many reasons someone might want to do this. For example, a married man wanting to make sure his wife was provided for after his death might wish to transfer some of his land to himself and his wife; however, since the law didn’t allow transfers to oneself, the practice became to transfer it to a third party, usually a friend (what we would call a trustee), on the understanding that he was to reconvey it to him and his wife. Or, rather than have the estate re-conveyed to him, he might leave it in the trustee’s hands, on the understanding that he and his wife were to continue to receive the benefits of it. This was essentially a separation of enjoyment from title.



There was an obvious problem with this scheme: What happened if you had a falling-out with the trustee? Or what happened if there was some radical misunderstanding regarding expectations? You technically had no recourse, because the trustee was now the owner of the property, at least as far as the law was concerned. It was all a matter of trust, and sometimes trust breaks down. However, because they were a matter of trust, and of hence of conscience, the job of enforcing uses fell into the hands of Chancery. This is because, as we saw, Chancery was conceived as a sort of court of conscience, responsible for dispensing substantive justice, and presided over — in the form of the Lord Chancellor — by a man of the cloth. Eventually Chancery would treat as an implied use any conveyance made without consideration, i.e. without either an exchange of money or an existing familial relationship between the parties. This Chancery jurisdiction was established by the 1420s, and by the time Richard III came to the throne a large portion of its business dealt with uses.



The attitude of the law towards uses was always ambivalent. On the one hand, they served many needs. On the other hand, they produced many pernicious effects. For instance, such trusts could be used to put lands out of reach of creditors: you couldn’t give up to creditors lands that weren’t yours, but you could still enjoy all the benefits of ownership. [14] Also, since under feudalism real property was not devisable by will, uses enabled owners to pass it on to whomever they wished, simply by passing title to a trustee during life. This had the consequence of cheating the feudal lord of his relief. Indeed, by Richard’s time, uses were seen as a way of cheating lords of their feudal dues and of getting around the laws against mortmain.



As a consequence of the Wars of the Roses, uses became popular because they protected lands from possible forfeiture in the uncertainty of the times. The risk of being executed for coming out on the wrong side of the struggles made landholders wish to secure their property for widows and children. From the Crown’s point of view, this too was a problem.



Another problem of uses in Richard’s time had to do with the muddying of title caused by having so many lands in the hands of trustees who had little to do with them. It was often unclear who had title, since uses could be transferred without livery of seisin. [15] Purchasers were in danger of being passed bad titles (or titles with hidden conditions) from mere beneficiaries rather than the trustees. Legislation of Richard III’s sought to solve this problem by allowing a beneficiary to pass good title even against his own trustees. [16] This “remarkable measure”, as one eminent legal historian referred to it, had the effect of removing cases from Chancery to the common law courts, since the beneficiary now had a true property interest in the land, called a ius usus or “title to use”. [17] Legislation of Henry VII and Henry VIII transferred existing titles from trustees to beneficiaries and prohibited the creation of further uses.



Entails



It is almost proverbial that among the English gentry, fathers do not trust their sons. In order to keep lands together in the family and protect them from irresponsible sons, the practice of entailing estates was developed. Here, instead of saying “to Richard and his heirs”, the grant of lands would say something like “to Richard for life, remainder to the heirs of his body”. What’s the difference? Well, technically speaking, the word “heir” would simply refer to whomever the estate was to pass to after Richard’s death. In the normal case this would be his eldest son, but the specific identity would only determine upon Richard’s death. Until then, there was no heir with a vested interest in the estate. But if the grant specifies, say, “heirs of his body”, then so long as Richard has living children, the word “heir” is determinable; his successor has a vested interest in the estate — called a “remainder” — which prevents Richard from alienating it to others. If Richard tries to alienate the land, or if he commits waste, the “remainderman” or tenant in remainder has an action in law against him. In the meantime, Richard, the tenant in fee tail, has no more than a life estate. Keeping lands together in this way could be very important in an age where land was the primary source of power and family prestige. However, there was tension: an entail locked up land that a tenant in fee tail might want to use to borrow money against. Also, a tenant in fee tail still had the power to charge the estate with an annuity to, say, support a widow, thus burdening the estate for his successors in remainder. By the 17th century, such charges on entailed estates became a problem, leaving many gentry rich in land but financially debt-ridden. Entails, as a matter of policy, tended to be unpopular among the merchant and banking class, because it kept too much land locked up and out of economic circulation. We will now look at two ways in which entails could be broken. [18]



IV. Fines and Common Recoveries



Much of the time, entails satisfied both their creators and their heirs, since normally the entail was set up in such a way as to follow the regular line of intestate succession, while at the same time making sure that it couldn’t be fragmented or alienated by an improvident heir. However, entailed estates could also become a way for the dead to tyrannize over the living. There were obvious ways in which an entail could be inconvenient for a tenant in tail. There was no way that the creator of an entail could foresee every situation that might arise in future generations: As with Downton Abbey, one’s lands might through the vagaries of procreation and succession, end up in the hands of strangers; one might need to mortgage one’s land as security to raise capital, or sell it to pay debts. Entails tied the hands of owners, as they were intended to do. Was there any way to recover an estate from entail?



There were two main ways to bar an entail: the fine and the common recovery. These were both collusive actions that used a fictitious title to exploit existing legal procedures to convey land. Fines and recoveries were rapidly developing areas of the law in the late 15th century, so they’re worth looking at in more detail.



We will begin with the fine, since it was the older of the two methods, going back to the 12th century, and since it is also a bit easier to wrap one’s head around than the common recovery. [19] In essence it was quite simple. If land was adjudged to me by due process in a court of record, it was duly noted in the court roll. If the judgment took the form of a settlement or compromise between two parties in a suit, the details of the agreement were also duly noted in the roll. This record in the court roll was deemed to be, with very few exceptions, irrevocable and unquestionable, and could thus function as the equivalent of a deed. If that judgment said that an estate was fee simple rather than fee tail, the entail was effectively barred.



Let’s say Alfred is tenant in tail of Blackacre. He would begin a fictional lawsuit against Baldric, a colluder in the action. [20] They would then settle, with Alfred ceding title to Baldric, with the settlement noted in the roll and a chirograph provided by the court to Alfred and Baldric, which would serve the latter for a deed. Since for all intents and purposes Baldric was now tenant in fee simple, he would convey the land back to Alfred in fee simple, following the normal process of conveyance. Alfred now held in fee simple and the entail was barred. The process was called a “fine” because of the standard opening words of the chirograph: Haec est finalis concordia (“This is the final agreement”).



It’s easy to see how the fine might be abused. What’s to stop two colluders with no legal claim whatsoever to the estate from obtaining title by fine to someone else’s lands? They could use this fictional process to take ownership of any tenant’s land, so long as they could keep their process a secret from him. A partial remedy was provided by legislation stipulating that the colluders must at least have some connection to the lands they were recovering; they could not be complete strangers to the property. [21]



Another remedy was provided, one which is of special interest to Ricardians. In 1531 was printed Christopher St. Germain’s dialogue work, Doctor and Student, a book that remained a core legal textbook well into the 19th century. In it we find the following passage:



STUDENT: Yf a fine with proclamacyon be leuyed accordynge to the statute and no clayme made within v. yeres &c. whether is the right of a straunger extyncted therby in conscience, as it is in the law. DOCTOR: Upon what consyderacyon was that statute made. STUDENT: that the right of lands and tenements, myght be the more certaynly knowen and not to be so uncertayne as they were byfore that statute. [22]



In plainer English, according to a statute, the person wronged by a fraudulent fine now had five years within which to challenge the fine before it became irrevocable, instead of the year and a day previously allowed. Now, what is this statute to which the doctor and the student are referring? St. Germain himself didn’t say. One of his 18th-century editors, William Muchall, claimed that it was a statute of Henry VII. [23] This is not entirely true. The great 20th-century legal scholar, Theodore Plucknett, pointed out that the statute was actually Richard III’s, but was re-enacted by Henry VII. As Plucknett noted, “the Tudors usually got credit for Richard III’s reforms”. [24] St. Germain’s neglecting to cite the specific statute is strange, for he certainly has no hesitation about naming other statutes. I would like to think it an indication that he knew this statute was really Richard’s rather than Henry’s, but that writing in 1531, it was unsafe to credit the former for it. Rather than mislead, St. Germain chose instead to pass over it in silence.



The common recovery was a newer process, coming into its own during the reign of Edward IV. It was more complicated and required more parties to the transaction. [25] In the simplest version of this scheme, there are four parties:



            A: the tenant in tail, called the vouchee.

            B: tenant in praecipe (usually A’s lawyer).

            C: the demandant, another colluder, usually the
                 heir of A.

            D: the common vouchee, a straw man, usually a
                 poor court clerk.



First, A conveys Blackacre to B (which of course he has no right to do with an entailed estate). C then comes along and sues B for title. In his defense, B claims he acquired Blackacre from A. A, now called the vouchee, is called upon to vouch for his title. A then claims he acquired his title from D. D is called to vouch in his turn but fails to appear in court, or else he dashes out of court. This amounts to a contempt of court, and judgment is therefore given that C should recover Blackacre, and D should compensate B with land of equal value. All of this is duly entered on the court roll. Of course, D has no land; he is a straw man, usually a minor officer of the court. The end result is that the judgment against D is not executed, while A has in a roundabout way conveyed Blackacre to C. C can then convey back to A, who becomes tenant in fee simple. The entail is barred. [26]



In the fine, the court was a passive agent of fraud. In the common recovery, it took an active role, which must have required the Crown’s tacit approval of the practice. Why? It is interesting that though there are beginnings of the practice in the early 15th century, the common recovery really assumes its classical form in the reign of Edward IV. [27] Here is Blackstone’s explanation for this:



About two hundred years intervened between the making of the statute de donis [establishing the practice of entailed estates], and the application of common recoveries to this intent, in the twelfth year of Edward IV: which were then openly declared by the judges to be a sufficient bar of an estate-tail. For though the courts had, so long before as the reign of Edward III, very frequently hinted their opinion that a bar might be effected on these principles, yet it never was carried into execution; till Edward IV observing (in the disputes between the houses of York and Lancaster) how little effect attainders for treason had on families, whose estates were protected by the sanctuary of entails, gave his countenance to this proceeding, and suffered Taltarum’s case to be brought before the court… [28]



Taltarum’s Case was decided in 1472. Much like the practice of uses, entails were protecting estates from forfeiture in the political uncertainty of the times. According to Blackstone’s account, Edward IV encouraged the common recovery in order to discourage entails that were protecting the lands of families disloyal to the Crown.



Conclusion



Richard III’s reign came during a transitional period of rapid legal change. I will conclude by summarizing some of these changes.



Many of them were consequences of the disruption of the Wars of the Roses: the Crown was giving its sanction to common recoveries to bar entails in order to seize estates of those disloyal to the King. Landholders resorted to uses in order to protect their estates from forfeiture, while at the same time, discontent with the resulting confusion of titles and the evasion of feudal dues led to Richard’s first piece of legislation, which clamped down on the practice. The disorders of the Wars of the Roses saw the tort actions of trespass and ejectment become more prominent features of the law, sweeping aside older forms of action to recover property such as the original writs of right and praecipe and the possessory writs of novel disseisin and mort d’ancestor. [29] In particular, trespass on the case proved flexible and adaptable enough to give rise to the branch of law we now call contract law.



The first half of the 15th century saw a tremendous expansion of Chancery business at the expense of the King’s Bench and Common Pleas. However, by Richard’s reign, the tide had begun to turn, and his legislation regulating uses accelerated this process.



Despite all this change, and despite the upheavals of civil war, a later age would view the 15th century as a time of legal stability in comparison with the Tudor period, at least when it came to litigiousness. Chief Justice Coke felt compelled to remark on the common view that the Tudor courts were busier with disputants than the preceding age had been. Coke doesn’t deny this, instead assigning six causes for it. [30] Among them is the rather paradoxical one that



In the reigns of Edw. 3. Ric. 2. Hen. 4. Hen. 5. And part of the reign of Hen. 6. in respect of the wars in France, &c. and in the residue of the reign of Hen. 6. and in the reign of Edw. 4. in respect of the bloody and intestine wars, and in almost continuall alarums within the bowels of this kingdome, between the houses of Lancaster and York, there could not be so many suits in law, as since this kingdome hath enjoyed peace…. Peace is the mother of plenty… and Plenty the Nurse of suits. [31]



Civil war brought with it the blessing of legal peace — rather a sad commentary on the supposed role of law as a force for order.



Notes



[1] St. Germain, Doctor and Student (1531), ch. 18, folio 42: “Yf the defendaunte wage his lawe in an accyon of dette broughte upon a trewe dette the pleyntyfe hath no meanes to come to his dette by way of compulsyon neyther by sub pena nor other wyse, and yet the defendaunt is bounde in conscyence to pay hym.” See also Blackstone, Commentaries, III. 151,154, 345; Hobbes, Dialogue, p. 87.



[2] Blackstone, Commentaries, III.122. Actions “on the case” roughly correspond to what in Roman law were known as actions in factum (“on the facts”). Both are “analogous” actions, in that they are allowed by their analogy with known and accepted actions.



[3] Baker and Milsom, pp. 407-411; Baker, “New Light on Slade’s Case,” p. 57. It is worth mentioning that in the fourth year of Edward IV it was decided that one could bring an action of trespass on the case instead of novel disseisin, which by that time had become a slow and inefficient process: Baker, “New Light,” ibid.



[4] On the development of assumpsit, see also Blackstone, Commentaries, III.347.



[5] David and Brierley, Major Legal Systems in the World Today, p. 295.



[6] For an interesting Ricardian-period account of the legal profession, see Fortescue, On the Laws and Governance of England. For a modern account, see Baker, “Counsellors and Barristers: An Historical Study”.



[7] There was also Staple Inn, but it wasn’t established until Tudor times.



[8] In the ecclesiastical courts an advocate was the equivalent of a common law serjeant or barrister, while a proctor was equivalent to a common law solicitor.



[9] Fortescue, In Praise of the Laws of England, ch. 50.



[10] Baker, “Counsellors and Barristers,” p. 208.



[11] Note the similarity between this practice and the hiring of retainers (the retinue) more generally under bastard feudalism.



[12] Baker, “Counsellors and Barristers,” p. 211. For the story of Balaam’s ass, see Numbers 22:27-30.



[13] For a good overview of uses, see Baker, Introduction, pp. 248-258. See also Maitland, Equity.



[14] This problem was address by legislation, beginning in the 1370s, and especially by 15 Ric. II c. 5.



[15] Livery of seisin was an archaic conveyancing ceremony whereby transfer of property was made from seller to purchaser by way of a public handing over of something associated with the property, such as a clod of earth, or else by formally leading the purchaser onto the lands.



[16] 1 Ric. III c. 1.



[17] Baker, Introduction, p. 251.



[18] On fee tail, see Coke on Littleton, 2.13ff.



[19] For more detail on fines, see Blackstone, II.350ff. Recovery by fine was abolished in 1833.



[20] In practice, Baldric would usually be Alfred’s heir.



[21] Blackstone, II.356; Coke on Littleton, 373a.



[22] St. Germain, Dyalogues in Englysshe betwyxt a Doctoure of Dyuynyte and a Student in the Lawes of Englande (1531), First Dialogue, ch. 25, folio 55.



[23] Muchall (ed.), Doctor and Student (1787), p. 68n: “That is the statute 4 H. 7 c. 24. by which the common law which gave only a year and a day to strangers, to make their claim is altered.”



[24] 1 Ric. III c. 7; Plucknett, A Concise History of the Common Law (1929), p. 391; Blackstone, II.352: “By 1 Ric. III. c. 7. confirmed and enforced by 4 Hen. VII. c. …”; Simpson, An Introduction to the History of the Land Law, p. 117; Baker, An Introduction to English Legal History, p. 282.



[25] For common recoveries, see Blackstone, II.357ff; Spinosa, “The Legal Reasoning behind the Common, Collusive Recovery: Taltarum’s Case (1472),” especially pp. 75-76; Simpson, An Introduction, pp. 117-124.



[26] The procedure could get more complicated. For instance, sometimes it was necessary to bar not only the heir in tail, but someone else, perhaps his trustee. In that case, another common vouchee, E, in addition to D would be necessary: A would allege he acquired Blackacre from E, and E would claim he got it from D. One might need three or four vouchees.



[27] The main precedent being Taltarum’s Case (1472), for which, see Baker and Milson, p. 68.



[28] Blackstone, II.117.



[29] “But the Times of Hen. 6. as also of Edw. 4. Edw. 5. and Hen. 7. were Times that abounded with Learning and excellent Men…. In the Times of those Three Kings Hen. 6. Edw. 4. and Hen. 7. the Learning seems to be much alike. But these Two Things are observable in them, and indeed generally in all Reports after the Time of Edw. 3 viz. First, That Real Actions and Assizes were not so frequent as formerly, but many Titles of Land were determined in Personal Actions…” Hale, The History of the Common Law of England, p. 110.



[30] “Now that we may here say somewhat to a vulgar objection of the multiplication of suits, in law both in this Court, and other of his Majesties Courts at Westm’ more then hath been in the reigns of Edw. 3. Ric. 2. Hen. 4. Hen. 5. Hen. 6. Edw. 4. and R.3. It is to be observed, that there be six causes of the increase of them, whereof two be generall, the other four particular. The generall be Peace, and Plenty: The particular, 1. The dissolution of so many Monasteries, Chanteries, &c. and the dispersing of them into so many severall hands. 2. The swarm of Informers. 3. The number of Concealors. 4. The multitude of Atturnies.” Coke, Institutes, Fourth Part, ch. 7 (in Selected Writings, Vol. 2, p. 1181).



[31] Ibid. pp. 1181-1182.





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